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| Company | Deal | Status | Signal | Price | Gross Proceeds | Lead Underwriter | Exchange | Latest Form | Last Filing |
|---|---|---|---|---|---|---|---|---|---|
| follow-on | effective | - | - | - | - | - | EFFECT | 2023-12-22 | |
|
New Momentum Corp.
NNAX
|
follow-on trading | effective | - | - | - | - | OTC | EFFECT | 2022-11-14 |
| ipo | effective | - | - | - | - | - | EFFECT | 2022-05-13 | |
| ipo | effective | - | - | - | - | - | EFFECT | 2022-05-04 | |
| ipo | effective | - | - | - | - | - | EFFECT | 2020-12-31 | |
| ipo | amended | - | $10.00 | $79,600,000 | Maxim Group LLC | Nasdaq | S-1/A | 2026-10-09 | |
|
SeeQC, Inc.
SEQC
|
follow-on | amended | - | - | - | - | Nasdaq Global Market | S-1/A | 2026-10-09 |
| ipo | amended | - | $10.00 | $200,000,000 | - | NYSE | S-1/A | 2026-10-08 | |
| ipo | amended | - | $10.00 | $150,000,000 | - | Nasdaq | S-1/A | 2026-10-08 | |
| ipo | amended | - | $7.50 | $187,500,000 | Maxim Group LLC | Nasdaq | S-1/A | 2026-10-08 | |
| ipo | amended | - | $0.35 | $2,100,000 | self-underwritten | OTC Pink | S-1/A | 2026-10-07 | |
| ipo | amended | - | $10.00 | $250,000,000 | - | Nasdaq | S-1/A | 2026-10-07 | |
| follow-on | amended | - | $15.50 | $125,000,000 | Lucid Capital Markets, LLC | Nasdaq Capital Market | S-1/A | 2026-10-06 | |
| follow-on | amended | - | $10.00 | $22,500,000 | Clear Street | Nasdaq | S-4/A | 2026-10-05 | |
| ipo | amended | - | $10.00 | - | - | Nasdaq | S-1/A | 2026-10-05 | |
| ipo | amended | - | - | - | - | - | S-4 | 2026-10-05 | |
| ipo | amended | - | - | - | Seed Capital Investor | - | S-1/A | 2026-10-02 | |
| ipo | amended | - | $0.10 | $0.00 | - | OTCQB | S-1/A | 2026-10-02 | |
|
CitroTech Inc.
CITR
|
follow-on | amended | - | $4.27 | $7,000,000 | Univest | NYSE American | S-1/A | 2026-10-01 |
| follow-on | amended | - | $6.00 to $7.00 | $20,000,000 | - | OTC | S-1/A | 2026-10-01 | |
| ipo | amended | - | - | - | - | - | S-4/A | 2026-09-30 | |
| ipo | amended | - | - | - | Seed Capital Investor | Exchange | S-1/A | 2026-09-30 | |
| ipo | amended | - | $10.00 | $200,000,000 | self-underwritten | Nasdaq | S-1/A | 2026-09-30 | |
| ipo | amended | - | $10.00 | $150,000,000 | D. Boral Capital | Nasdaq | S-1/A | 2026-09-30 | |
| ipo | amended | - | $1.50 | $3,750,000 | - | - | F-1 | 2026-09-30 | |
| ipo | amended | - | $4.00 | $3,000,000 | - | OTCQB | F-1/A | 2026-09-29 | |
| ipo | amended | - | $8.75 | - | - | Nasdaq | S-1 | 2026-09-29 | |
| ipo | amended | - | $0.10 | $300,000 | self-underwritten | OTC | S-1/A | 2026-09-28 | |
| follow-on trading | amended | - | $10.00 | - | - | Nasdaq | S-4/A | 2026-09-28 | |
| follow-on | amended | - | $4.50 | $5,000,000 | Sentinel Brokers Company, Inc. | OTC | S-1/A | 2026-09-28 | |
| ipo | amended | - | - | - | - | Nasdaq | S-1 | 2026-09-25 | |
| ipo | amended | - | $25.00 | - | Seed Capital Investor | Exchange | S-1/A | 2026-09-24 | |
| ipo | amended | - | $0.06 | $240,000 | self_underwritten | - | S-1/A | 2026-09-24 | |
| follow-on | amended | - | $6.00 | $15,000,000 | ThinkEquity | OTCQX | S-1/A | 2026-09-23 | |
| follow-on | amended | - | $4.00 | $15,000,000 | NETWORK 1 FINANCIAL SECURITIES, INC. | Nasdaq Capital Market | S-1/A | 2026-09-22 | |
| ipo | amended | - | - | - | 21Shares US LLC | Exchange | S-1/A | 2026-09-18 | |
| follow-on | amended | - | $4.13 | $15,000,000 | Titan Partners | Nasdaq Capital Market | S-1/A | 2026-09-16 | |
| ipo | amended | - | $25.00 | - | Seed Capital Investor | Exchange | S-1/A | 2026-09-15 | |
| ipo | amended | - | $10.00 | $100,000,000 | - | NYSE | S-1/A | 2026-09-14 | |
| ipo | amended | - | $10.00 | $100,000,000 | - | Nasdaq | S-1/A | 2026-09-04 | |
| follow-on | amended | - | $9.09 | $54,540,000 | Lucid Capital Markets | Nasdaq | S-1/A | 2026-08-28 | |
| ipo | amended | - | $0.03 | $165,000 | self-underwritten | OTCQB | S-1/A | 2026-08-26 | |
| follow-on | amended | - | $4.00 to $5.00 | ~$5,625,000 | Kingswood Capital Partners, LLC | OTC | S-1/A | 2026-08-25 | |
| ipo | amended | - | $10.00 | $100,000,000 | Clear Street | Nasdaq | S-1/A | 2026-08-21 | |
| ipo | amended | - | - | - | - | - | DRS/A | 2026-08-14 | |
| ipo | amended | - | - | - | - | - | DRS/A | 2026-08-14 | |
| ipo | amended | - | - | - | - | - | DRS/A | 2026-08-14 | |
| ipo | amended | - | $10.00 | $100,000,000 | ARC Group Securities | NYSE | S-1/A | 2026-08-13 | |
| ipo | amended | - | - | - | - | - | DRS/A | 2026-08-12 | |
| ipo | amended | - | $10.00 | $200,000,000 | CCM | Nasdaq | S-1/A | 2026-08-12 |