AMASS BRANDS

DRS/A amended

424B5 priced

DRS filed

424B5 priced

The current 424B5 filing for Amass Brands Inc. amends the terms of a warrant to purchase common stock held by Streeterville Capital, LLC. The amendment reduces the exercise price to $5.00 per share for 90 days following the effective date, after which it reverts to $16.00. This supplement updates the prospectus related to the company's direct listing on the Nasdaq Global Market, emphasizing risk factors and forward-looking statements.

424B4 priced

14,293,298 shares

AMASS BRANDS reports a net loss of $17.2 million in 2025, driven by declining revenue, goodwill impairment, and bulk wine liabilities. The company faced $6.1 million in spirits reporting unit impairments, restated 2024 financials, and issued $2.7 million in convertible debt. M&A activity, including the Calirosa acquisition, impacted financials, while portfolio optimization and market challenges affected wine and spirits segments.

EFFECT effective

CERT inactive

8-A12B effective

AMASS BRANDS INC filed a Form 8-A12B to register its common stock for listing on The Nasdaq Stock Market LLC. This filing incorporates by reference the description of securities from its previous S-1/A registration statement, which detailed the company's direct listing on Nasdaq without a traditional underwritten offering. The current filing focuses on the registration of shares previously described in the S-1/A, with no new material disclosures beyond referencing the prior prospectus.

S-1/A amended

14,293,298 shares · Gross proceeds $0.00

AMASS Brands Inc. is conducting a direct listing on Nasdaq, registering up to 14,293,298 shares of common stock for resale by existing shareholders. The company operates in the premium beverage sector, focusing on spirits, wine, and non-alcoholic products. Financials show net losses of $17.2 million in 2025 and $15.2 million in 2024, with auditors expressing doubt about the company's ability to continue as a going concern. The listing process involves Nasdaq's price-setting mechanism, with no underwriting. The company faces risks related to liquidity, market volatility, and reliance on a single exchange for public trading.

S-1/A amended

AMASS Brands Inc. is conducting a direct listing on the Nasdaq Global Market, registering up to 14,293,298 shares of common stock for resale by existing shareholders. The filing highlights the novel nature of the direct listing, which lacks a traditional underwritten offering, and notes potential volatility in trading volume and price. The company emphasizes that no proceeds will be received from the resale of shares by shareholders, and the listing is contingent on Nasdaq approval.

S-1/A amended

14,293,298 shares

AMASS Brands Inc is conducting a direct listing on Nasdaq without a traditional IPO, registering up to 14,293,298 shares of common stock for resale by existing shareholders. The company operates in premium beverages, focusing on spirits, wine, and non-alcoholic alternatives. Financial statements raise concerns about going concern due to cumulative losses and liquidity issues. The listing process involves a novel price-setting mechanism by Nasdaq, with risks related to market volatility and regulatory approval.

S-1 filed

12,432,021 shares

AMASS Brands Inc. is conducting a direct listing on Nasdaq without a traditional underwritten offering, registering up to 12,432,021 shares of common stock for resale by existing shareholders. The company operates in premium beverage markets, including spirits, wine, and non-alcoholic alternatives, but has reported significant net losses, including a $17.2 million net loss in 2025. The filing highlights risks related to its going concern status, volatility of stock price, and dependence on Nasdaq listing approval.

DRS/A amended

AMASS Brands Inc. is preparing for a direct listing on Nasdaq, registering the resale of up to [●] shares of common stock by existing shareholders. The offering, which does not involve underwriting, aims to establish public trading without an initial public offering. The company faces risks related to its history of losses, liquidity constraints, and uncertainty around Nasdaq listing approval. The direct listing method introduces volatility, with no guaranteed pricing mechanism. Financials show declining revenues and net losses, with auditors raising concerns about the company's ability to continue as a going concern.

DRS/A amended

AMASS Brands Inc. is preparing for a direct listing on the Nasdaq Capital Market, registering up to [●] shares of common stock for resale by existing stockholders. The filing includes a one-for-three reverse stock split effective as of the prospectus date, with financial statements not yet adjusted for this change. The company emphasizes its diversified premium beverage platform but highlights risks related to limited trading history, volatility, and uncertainty around Nasdaq listing approval.

DRS filed

AMASS Brands Inc. is registering shares of common stock for a direct listing on the Nasdaq Capital Market, allowing existing shareholders to resell shares without a traditional underwritten offering. The company, which operates in premium beverages, emphasizes a diversified portfolio across spirits, wine, and non-alcoholic products. The filing highlights risks related to the novel direct listing structure, uncertainty around Nasdaq approval, and limited public trading history. The company is an emerging growth company and has not yet had audited financial statements included in the registration.