IPOGrid
0002046370
IPO filing research

Uptrend Holdings Ltd

General Bldg Contractors - Nonresidential Bldgs · UPX

ipo amended NYSE American F-1/A

Uptrend Holdings Ltd IPO research page with SEC filing history, offering status, deal terms, structured filing extracts, company news, and comparable IPO context. Latest filing: F-1/A on 2026-05-12. Current deal snapshot: exchange NYSE American.

Filing Timeline

SEC EDGAR
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
First tracked pre-IPO filing for this issuer.
Price $4.50 · Range $4.00 to $5.00 · 6,250,000 shares
Ordinary Shares · Exchange NYSE American · Ticker UPX · Use of proceeds for general corporate purposes · Flags cayman_holding_company
Uptrend Holdings Ltd. is conducting an IPO of 6,250,000 ordinary shares, representing 31.6% of its shares post-offering. The company, a Cayman Islands holding company with operations in Hong Kong, faces regulatory risks due to its exposure to PRC laws. The filing highlights uncertainties around PRC government oversight, potential regulatory changes, and the impact on its ability to list on the NYSE American. The offering price is expected to range between $4.00 and $5.00 per share.
2026-05-12 · 0001213900-26-054909
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
First tracked pre-IPO filing for this issuer.
Range $4.00 to $5.00 · 6,250,000 shares
Ordinary Shares · Exchange NYSE American · Use of proceeds to list the Ordinary Shares on the NYSE American · Flags cayman_holding_company
Uptrend Holdings Ltd. is conducting an initial public offering (IPO) of 6,250,000 ordinary shares at an expected price range of $4.00 to $5.00 per share, aiming to list on the NYSE American under the symbol [UPX]. The company, a Cayman Islands holding entity, operates through a Hong Kong-based subsidiary. The filing emphasizes risks related to PRC regulatory uncertainty, including potential government intervention in Hong Kong, data security compliance, and anti-monopoly regulations. The offering size increased from 3.75 million shares in the previous filing.
2026-04-27 · 0001213900-26-047926
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 3,750,000 shares
Ordinary Shares, par value $0.0001 per share · Exchange NYSE American · Ticker UPX · Use of proceeds Working capital · Flags cayman_holding_company, foreign_private_issuer
Uptrend Holdings Ltd. is conducting an IPO of 3,750,000 ordinary shares at an expected price range of $4.00-$5.00 per share, aiming to list on NYSE American under the symbol [UPX]. The company, a Cayman Islands holding company, operates through a Hong Kong-based subsidiary. The filing highlights regulatory risks related to PRC laws, including potential government intervention in Hong Kong and compliance with data security and anti-monopoly regulations. Previous filings indicated a smaller share offering and Nasdaq listing aspirations.
2026-02-10 · 0001213900-26-014122
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds working capital · Flags cayman_holding_company
Uptrend Holdings Ltd (UPT) is conducting an IPO of 1.5 million ordinary shares, representing 10% of its shares post-offering, with an expected price range of $4.00 to $5.00 per share. The shares are to be listed on Nasdaq under 'UPX,' though approval is not guaranteed. UPT is a Cayman Islands holding company with operations in Hong Kong via its wholly-owned subsidiary. The filing emphasizes risks related to PRC regulatory oversight, data security, and anti-monopoly laws, highlighting uncertainties in PRC governance affecting operations and securities value.
2025-11-12 · 0001213900-25-108826
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares of Uptrend Holdings Limited · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds Working capital · Flags cayman_holding_company
Uptrend Holdings Ltd (UPT) is conducting its initial public offering (IPO) of 1,500,000 ordinary shares, representing 10% of its post-offering share capital. The offering price is expected to range between $4.00 and $5.00 per share, with plans to list on Nasdaq under the symbol 'UPX.' The company, a Cayman Islands holding company, operates primarily through its Hong Kong-based subsidiary. The filing highlights regulatory risks tied to Hong Kong's status as a PRC Special Administrative Region, including potential PRC government intervention, data security, and anti-monopoly regulations. The current amendment (Amendment No. 7) expands on recent PRC regulatory developments and their potential impact on the offering.
2025-10-23 · 0001213900-25-101591
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds General corporate purposes · Flags cayman_holding_company, foreign_private_issuer
Uptrend Holdings Ltd, a Cayman Islands holding company, is conducting an IPO of 1.5 million ordinary shares, representing 10% of its shares post-offering. The company operates through a Hong Kong-based subsidiary and plans to list on Nasdaq under 'UPX'. The filing highlights regulatory risks related to PRC laws, including potential government intervention in Hong Kong operations, cybersecurity review requirements, and uncertainties around overseas listings. No public market exists for its shares prior to this offering.
2025-08-15 · 0001213900-25-077232
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds general corporate purposes · Flags cayman_holding_company
Uptrend Holdings Ltd, a Cayman Islands-based holding company, is conducting an IPO to raise capital through the offering of 1.5 million ordinary shares at a price range of $4.00 to $5.00 per share. The company operates through its Hong Kong-based subsidiary, providing civil engineering and soil/rock transportation services. The IPO aims to list on Nasdaq under the symbol 'UPX,' with proceeds allocated to machinery acquisition, workforce expansion, and safety training. The filing highlights risks related to PRC regulatory scrutiny, operational uncertainties in Hong Kong, and dependency on a single subsidiary.
2025-08-01 · 0001213900-25-070465
FWP supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows F-1/A and supplements the active offering with updated prospectus details.
Price $4.50 · Range $4.00 to $5.00 · 13,500,000 shares · Gross proceeds $6,000,000
Ordinary Shares, par value of US $0.0001 per share · Exchange Nasdaq Capital Market · Ticker UPX · Over-allotment 225,000 · Use of proceeds 50% for acquisition of additional machineries, 30% for expansion of workforce, 20% for enhancing safety training program · Flags cayman_holding_company · Underwriters Cathay Securities, Inc.
Uptrend Holdings Ltd, a Cayman Islands-based company, is offering 13.5 million ordinary shares at $4-$5 per share, with proceeds allocated to machinery acquisition, workforce expansion, and safety training. The company operates in Hong Kong's construction sector, specializing in civil engineering and soil/rock transportation. The offering is underwritten by Cathay Securities, with a proposed Nasdaq listing under ticker UPX. The filing highlights growth drivers in Hong Kong's construction market, including government infrastructure projects and urban renewal initiatives.
2025-07-29 · 0001213900-25-068416
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares ("IPO"), par value US$0.0001 per share · Exchange Nasdaq Capital Market · Ticker UPX · Flags cayman_holding_company, foreign_private_issuer
Uptrend Holdings Ltd. is conducting an initial public offering (IPO) of 1,500,000 ordinary shares, representing 10% of its shares post-offering. The company, a Cayman Islands holding company, operates primarily through its Hong Kong-based subsidiary. The offering aims to list shares on Nasdaq under the symbol 'UPX,' though approval is not guaranteed. The filing emphasizes risks related to PRC regulatory oversight, data security compliance, and geopolitical uncertainties affecting operations in Hong Kong.
2025-07-23 · 0001213900-25-066892
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq · Ticker UPX · Flags cayman_holding_company
Uptrend Holdings Ltd, a Cayman Islands holding company, is conducting an IPO of 1.5 million ordinary shares at an expected price range of $4.00 to $5.00 per share, aiming to list on Nasdaq under the symbol 'UPX'. The company operates through a Hong Kong subsidiary, focusing on civil engineering and soil/rock transportation. The offering includes use of proceeds for machinery acquisition, workforce expansion, and safety programs. The filing highlights risks related to PRC regulatory uncertainty, government intervention, and listing approval risks.
2025-07-11 · 0001213900-25-063111
FWP supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows F-1/A and supplements the active offering with updated prospectus details.
Range $4.00 to $5.00 · 13,500,000 shares · Gross proceeds $6,000,000
ordinary shares, par value of US $0.0001 per share · Exchange Nasdaq Capital Market · Ticker UPX · Over-allotment 1,725,000 · Use of proceeds 50% for acquisition of additional machineries, 30% for expansion of workforce, 20% for enhancing safety training program · Flags cayman_holding_company · Underwriters Cathay Securities, Inc.
Uptrend Holdings Ltd. is conducting an IPO with the offering of 13,500,000 ordinary shares at a price range of $4-$5 per share, aiming to raise up to $6.9 million. The proceeds will be allocated to machinery acquisition, workforce expansion, and safety training. The company, structured through subsidiaries in the Cayman Islands, Hong Kong, and BVI, specializes in civil engineering and soil/rock transportation services in Hong Kong. The filing highlights its competitive strengths, including an in-house fleet, ISO certifications, and a track record of timely project delivery.
2025-06-20 · 0001213900-25-055788
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds working capital · Flags cayman_holding_company
Uptrend Holdings Ltd, a Cayman Islands exempted company, is conducting an IPO of 1.5 million ordinary shares, representing 10% of its shares post-offering. The company operates through a Hong Kong-based subsidiary and seeks to list on Nasdaq under the symbol 'UPX'. The offering is subject to regulatory approvals, with risks tied to PRC laws, Hong Kong's legal framework, and potential government interventions affecting operations and securities value.
2025-06-13 · 0001213900-25-054225
F-1/A amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1 filing.
Price $4.50 · Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares ("IPO"), par value US$0.0001 per share · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds Listing on Nasdaq Capital Market · Flags cayman_holding_company, foreign_private_issuer
Uptrend Holdings Ltd. is conducting an IPO of 1.5 million ordinary shares, aiming to list on Nasdaq under the symbol 'UPX'. The offering price is expected between $4.00 and $5.00 per share. The company, a Cayman Islands holding company, operates primarily through its Hong Kong subsidiary. The filing highlights risks related to PRC regulatory actions, cybersecurity reviews, and uncertainties around listing approvals. The offering is contingent on Nasdaq listing approval, with no guarantees of success.
2025-06-09 · 0001213900-25-052394
F-1 filed
Initial foreign registration statement
Initial public filing for a foreign issuer submitted to start the SEC review process.
Follows DRS/A in the pre-IPO sequence.
Range $4.00 to $5.00 · 1,500,000 shares · Gross proceeds $7,500,000
Ordinary Shares (IPO) · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds general corporate purposes · Flags cayman_holding_company, foreign_private_issuer
Uptrend Holdings Ltd, a Cayman Islands holding company, is conducting an IPO of 1.5 million ordinary shares, representing 10% of its shares post-offering. The company operates primarily in Hong Kong through a wholly-owned subsidiary and plans to list on Nasdaq under the symbol 'UPX'. The offering is subject to regulatory approvals, with risks stemming from PRC government oversight, cybersecurity compliance, and potential operational disruptions.
2025-05-20 · 0001213900-25-045520
DRS/A amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS/A filing.
Uptrend Holdings Ltd (UPT) is conducting an initial public offering (IPO) of 1.5 million ordinary shares, with an expected price range of $ to $ per share. The shares will be listed on Nasdaq under the symbol 'UPX,' though listing is a condition of the offering. The filing includes a resale prospectus for up to 2.9 million shares by selling shareholders, a detail absent in the previous filing. The company, a Cayman Islands holding company, operates primarily in Hong Kong through its subsidiary, with significant risks tied to PRC regulatory scrutiny, cybersecurity requirements, and potential government intervention.
2025-05-02 · 0001213900-25-038828
DRS/A amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS/A filing.
The current filing represents an amended registration statement for Uptrend Holdings Limited's IPO, detailing the offering of 1,500,000 ordinary shares through an underwritten IPO and the resale of 2,902,500 shares by selling shareholders. The filing emphasizes the company's structure as a Cayman Islands holding company with operations in Hong Kong, conditional Nasdaq listing, and significant regulatory risks related to PRC laws and Hong Kong's legal environment.
2025-04-16 · 0001213900-25-032529
DRS/A amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS filing.
Uptrend Holdings Ltd (UPT) filed an amended registration statement (DRS/A) for its IPO, disclosing plans to offer 1.5 million ordinary shares and 2.9 million resale shares by selling shareholders. The filing highlights risks related to PRC regulatory uncertainty, including potential government intervention, data security, and anti-monopoly regulations. UPT, a Cayman Islands holding company, operates primarily in Hong Kong via an operating subsidiary, with Nasdaq listing pending as a condition for the offering.
2025-03-28 · 0001013762-25-003734
DRS filed
Draft registration statement
Draft registration filed confidentially before the public launch.
First tracked pre-IPO filing for this issuer.
Uptrend Holdings Ltd. has submitted a confidential registration statement (DRS) for an initial public offering (IPO) of 1.5 million ordinary shares, with an additional 2.9 million shares reserved for resale by selling shareholders. The filing outlines plans to list on Nasdaq under the symbol 'UPX,' though no public market exists for the company's shares prior to this offering. The company, a Cayman Islands holding entity, operates primarily through its Hong Kong-based subsidiary, with risks tied to PRC regulatory environments and operational uncertainties.
2025-01-10 · 0001213900-25-002570
Comparable Deals
Not enough completed IPOs with similar characteristics to show comparables yet.

Recent News

Just a moment...
investing.com · 2026-04-27T11:15:00.000Z