F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 3,750,000 shares
Ordinary Shares, par value $0.0001 per share · Exchange NYSE American · Ticker UPX · Use of proceeds Working capital · Flags cayman_holding_company, foreign_private_issuer
2026-02-10 · 0001213900-26-014122
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
2025-11-12 · 0001213900-25-108826
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares of Uptrend Holdings Limited · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds Working capital · Flags cayman_holding_company
2025-10-23 · 0001213900-25-101591
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
2025-08-15 · 0001213900-25-077232
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary Shares · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds general corporate purposes · Flags cayman_holding_company
2025-08-01 · 0001213900-25-070465
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows F-1/A and supplements the active offering with updated prospectus details.
2025-07-29 · 0001213900-25-068416
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
2025-07-23 · 0001213900-25-066892
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq · Ticker UPX · Flags cayman_holding_company
2025-07-11 · 0001213900-25-063111
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows F-1/A and supplements the active offering with updated prospectus details.
2025-06-20 · 0001213900-25-055788
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1/A filing.
Range $4.00 to $5.00 · 1,500,000 shares
Ordinary · Exchange Nasdaq Capital Market · Ticker UPX · Use of proceeds working capital · Flags cayman_holding_company
2025-06-13 · 0001213900-25-054225
F-1/A
amended
Amended foreign registration statement
Updated foreign registration statement filed after SEC comments or deal changes.
Updates the prior F-1 filing.
2025-06-09 · 0001213900-25-052394
F-1
filed
Initial foreign registration statement
Initial public filing for a foreign issuer submitted to start the SEC review process.
Follows DRS/A in the pre-IPO sequence.
2025-05-20 · 0001213900-25-045520
DRS/A
amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS/A filing.
2025-05-02 · 0001213900-25-038828
DRS/A
amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS/A filing.
2025-04-16 · 0001213900-25-032529
DRS/A
amended
Amended draft registration statement
Updated draft registration filed before the public launch.
Updates the prior DRS filing.
Uptrend Holdings Ltd (UPT) filed an amended registration statement (DRS/A) for its IPO, disclosing plans to offer 1.5 million ordinary shares and 2.9 million resale shares by selling shareholders. The filing highlights risks related to PRC regulatory uncertainty, including potential government intervention, data security, and anti-monopoly regulations. UPT, a Cayman Islands holding company, operates primarily in Hong Kong via an operating subsidiary, with Nasdaq listing pending as a condition for the offering.
2025-03-28 · 0001013762-25-003734
DRS
filed
Draft registration statement
Draft registration filed confidentially before the public launch.
First tracked pre-IPO filing for this issuer.
Uptrend Holdings Ltd. has submitted a confidential registration statement (DRS) for an initial public offering (IPO) of 1.5 million ordinary shares, with an additional 2.9 million shares reserved for resale by selling shareholders. The filing outlines plans to list on Nasdaq under the symbol 'UPX,' though no public market exists for the company's shares prior to this offering. The company, a Cayman Islands holding entity, operates primarily through its Hong Kong-based subsidiary, with risks tied to PRC regulatory environments and operational uncertainties.
2025-01-10 · 0001213900-25-002570