EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
First tracked pre-IPO filing for this issuer.
Tradewinds Universal's S-1 registration statement became effective on May 6, 2026, following Amendment No. 1 to include audited financial statements for the fiscal year ended December 31, 2025, and updates to sections like Management's Discussion and Analysis, Risk Factors, and Experts. The filing relates to the resale of 20 million shares of common stock by RH2 Equity Partners, with no proceeds going to the company directly.
2026-05-06 · 9999999995-26-001516
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
First tracked pre-IPO filing for this issuer.
20,000,000 shares · Gross proceeds $10,000,000
Common Stock · Selling stockholders only · Use of proceeds Proceeds from the sale of shares to the Selling Stockholder may be used for general corporate purposes · Underwriters RH2 Equity Partners
Tradewinds Universal filed an S-1/A amendment to update its registration statement with audited financial statements for the fiscal year ended December 31, 2025, and revised sections including Management's Discussion and Analysis, Risk Factors, and other disclosures. The filing relates to the resale of up to 20 million shares of common stock by RH2 Equity Partners, with no direct proceeds to the company but potential additional proceeds of $10 million under a Purchase Agreement. The company's stock is listed on OTCMarkets.
2026-04-29 · 0001079973-26-000566
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
First tracked pre-IPO filing for this issuer.
20,000,000 shares
Common Stock, par value $0.001 per share · Selling stockholders only · Use of proceeds Potential additional proceeds from the sale of shares to the Selling Stockholder under the Purchase Agreement · Underwriters RH2 Equity Partners
Tradewinds Universal's S-1/A filing amends the initial registration statement to include audited financial statements for the fiscal year ended December 31, 2025, sourced from the company's 10-K filing. The amendment updates sections such as Management's Discussion and Analysis (MD&A), Risk Factors, Experts, and 'Where You Can Find More Information' to reflect the latest financial data. The company is not directly selling securities, but RH2 Equity Partners, a selling stockholder, plans to resell up to 20,000,000 shares of common stock. The stock is listed on OTCMarkets under the symbol 'TRWD.'
2026-04-27 · 0001079973-26-000542
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
Tradewinds Universal filed an S-1 registration statement to register 20,000,000 shares of common stock for resale by RH2 Equity Partners. The company is not receiving proceeds from the resale but may receive up to $10 million from the Purchase Agreement. The shares are listed on OTCMarkets under 'TRWD' with a recent closing price of $0.10. The Selling Stockholder, an underwriter, will sell shares through various methods, including brokerage transactions.
2026-02-13 · 0001079973-26-000209
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
Tradewinds Universal, a Wyoming-based company, has filed an S-1 registration statement for the resale of 9,940,000 shares of common stock at $0.40 per share. The offering is for resale by selling shareholders, with no proceeds going to the company. The company focuses on developing insect-based protein products and has a short operating history. The registration becomes effective on July 17, 2024, but there is no assurance of OTCQB quotation or market liquidity.
2024-07-17 · 9999999995-24-002183
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
Price $0.40 · 9,940,000 shares · Gross proceeds $0.00
Common Stock · Selling stockholders only · Use of proceeds No proceeds to the company · Underwriters self-underwritten
Tradewinds Universal (TU) is a Wyoming-based company incorporated in 2021, focused on developing, manufacturing, and distributing nutrient-based edible insect foods and dog treats. The company is registering 9,940,000 shares of common stock at a fixed price of $0.40 per share, with no proceeds going to the company. The filing highlights financial instability, with net losses and reliance on licensing rights for cash flow. The CEO, Andrew Read, has limited experience, and the company faces risks related to market acceptance, liquidity, and regulatory approval.
2024-06-21 · 0001079973-24-000929
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
Price $0.40 · 9,940,000 shares · Gross proceeds $0.00
Common Stock · Selling stockholders only · Use of proceeds None
Tradewinds Universal, incorporated in Wyoming in 2021, develops, manufactures, and distributes nutrient-based edible insect foods and dog treats. The company is registering 9,940,000 shares of common stock at $0.40 per share, with no proceeds to the company. The offering price is based on private placement terms, and there is no current trading market. The company anticipates losses in the near term and plans a secondary offering in 2024, which may cause dilution. Financials show limited revenue and cash reserves, with reliance on licensing rights and future revenue streams.
2024-03-25 · 0001079973-24-000425
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Price $0.40 · 9,940,000 shares · Gross proceeds $0.00
Common · Exchange OTCQB · Selling stockholders only · Use of proceeds Selling stockholders are offering shares for their own account with no proceeds to the company
Tradewinds Universal (TU) is a Wyoming-based company focused on developing, manufacturing, and distributing nutrient-based edible insect foods and dog treats. The company is registering 9,940,000 shares of common stock at $0.40 per share, with no proceeds going to the company. TU has a limited operating history, with revenue of $90,602 as of September 30, 2023, and anticipates operating at a loss. The offering price is based on projected results, and there is no current trading market for its stock. TU is an emerging growth company under the JOBS Act, exempt from certain reporting requirements.
2024-02-14 · 0001079973-24-000248
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
First tracked pre-IPO filing for this issuer.
Price $0.40 · 9,940,000 shares · Gross proceeds $0.00
Common Stock · Exchange OTCQB · Selling stockholders only · Use of proceeds Proceeds go to selling stockholders with no issuer proceeds
Tradewinds Universal (TU) is a Wyoming-based company incorporated in 2021, focusing on developing, manufacturing, and distributing nutrient-based edible insect foods (e.g., protein bars, shakes) and dog treats. The company is registering 9,940,000 shares of common stock at $0.40 per share, though it will not receive proceeds from the resale. The offering price is based on private placement valuations, with shares initially sold at a fixed price until quoted on the OTCQB. TU has limited operating history, no public trading market, and anticipates future losses while seeking capital through additional offerings.
2023-12-22 · 0001079973-23-001812