TRANSAMERICA LIFE INSURANCE CO IPO Filing Research

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B3 and marks the registration effective.

Transamerica Life Insurance Co. filed a Notice of Effectiveness for its N-4 form, confirming the activation of its structured index annuity product. The filing incorporates state-specific adjustments from a prior 424B3 supplement, including revised cancellation policies, surrender charge structures, and investment option terms.

2026-05-06 · 9999999995-26-001513

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

TRANSAMERICA STRUCTURED INDEX ADVANTAGE ANNUITY

The current 424B3 filing serves as a supplement to the February 10, 2025 prospectus for Transamerica's Structured Index Advantage Annuity, updating state-specific variations and cancellation policies. Key changes include modified surrender value calculations, extended cancellation periods for certain states, and adjustments to policyholder rights and fees.

2025-02-26 · 0001193125-25-036630

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Transamerica Life Insurance Co. filed a Notice of Effectiveness for its S-1 registration statement, confirming the effectiveness of its securities offering as of February 10, 2025. The filing relates to the Transamerica Structured Index Advantage Annuity, a tax-deferred investment product allowing premium allocation to index-linked or fixed interest options, with specific risk disclosures and withdrawal conditions.

2025-02-10 · 9999999995-25-000392

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Annuity

Transamerica Life Insurance Company filed an S-1/A amendment for its Transamerica Structured Index Advantage Annuity, a tax-deferred retirement product allowing premium allocation to index-linked or fixed accounts. The filing includes detailed risk disclosures, fee structures, and investment options, with emphasis on potential losses, liquidity constraints, and complex features like interim value calculations and performance locks.

2025-02-05 · 0001193125-25-020785

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B3 in the pre-IPO sequence.

Transamerica Life Insurance Company is registering the Transamerica Structured Index Advantage Annuity, a flexible premium deferred index-linked annuity designed for long-term retirement planning. The policy allows investments in index-linked accounts (with buffers, caps, or participation rates) and a fixed interest account. Key features include surrender charges, interim value adjustments, and risks tied to index performance and liquidity. The filing updates disclosure on investment options, fees, and risk factors compared to prior versions.

2025-01-15 · 0001193125-25-006893

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Underwriters Transamerica Capital, Inc.

The current 424B3 filing details the Transamerica Structured Index Advantage Annuity, a flexible premium deferred index-linked annuity issued by Transamerica Life Insurance Company. The product allows investors to allocate premiums between index-linked accounts (with buffer and cap features) and a fixed interest account. Key features include surrender charges, tax implications, and risks related to interim value fluctuations and limited upside gains. The filing emphasizes the complexity of the product and its suitability for long-term investors.

2024-10-24 · 0001193125-24-242721

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Transamerica Life Insurance Co. has filed a Notice of Effectiveness for its S-1 registration statement, confirming the availability of the Transamerica Structured Index Advantage Annuity. The annuity offers index-linked investment options with buffers and caps, alongside a fixed interest account. The filing emphasizes risks related to market volatility, potential principal loss, and complex features like interim value adjustments and surrender charges.

2024-10-18 · 9999999995-24-003216

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

The current S-1/A filing by Transamerica Life Insurance Company registers the Transamerica Structured Index Advantage Annuity, a tax-deferred retirement product allowing investors to allocate premiums among index-linked and fixed accounts. The prospectus outlines risks, fees, and terms, emphasizing the complexity of index-linked annuities and the potential for significant losses due to interim value fluctuations, surrender charges, and market performance risks.

2024-10-16 · 0001193125-24-238101

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Transamerica Life Insurance Company filed an S-1 registration statement for the Transamerica Structured Index Advantage Annuity, a tax-deferred individual annuity product. The filing details investment options including index-linked accounts tied to market indices and a fixed interest account, with specific terms around buffer rates, caps, and participation rates. The annuity includes risks related to market performance, liquidity, and surrender charges, targeting long-term investors with a focus on retirement planning.

2024-08-16 · 0001193125-24-201866

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Transamerica Life Insurance Co. has received effectiveness for its registration statement related to the Transamerica Structured Index Advantage Annuity. The filing outlines details of an index-linked annuity product with investment options tied to market indices and a fixed interest account. Key features include buffer protections, caps on returns, and risks associated with market fluctuations and liquidity constraints. The document emphasizes investor risks and disclosure requirements.

2024-05-01 · 9999999995-24-001254

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior 424B3 filing.

Underwriters Transamerica Capital, Inc.

Transamerica Life Insurance Company is registering the offering of its Transamerica Structured Index Advantage Annuity, a flexible premium deferred index-linked annuity. The filing updates prospectus disclosures, including risks related to index performance, interim value fluctuations, and liquidity. The annuity allows investments in index-linked accounts with buffers and caps, alongside a fixed interest option. Key amendments address Index Value unavailability risks and enhanced risk factor disclosures.

2024-01-24 · 0001193125-24-013831

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

The current 424B3 filing serves as a supplement to the May 1, 2023 prospectus for the Transamerica Structured Index Advantage Annuity. It updates definitions and risk disclosures related to Index Values, emphasizing reliance on third-party data and potential impacts from index value unavailability. No material changes to the offering structure or key terms are indicated.

2023-09-22 · 0001193125-23-239984

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Transamerica Life Insurance Co. filed a Notice of Effectiveness for its S-1 registration statement, confirming the effectiveness of its securities offering as of May 1, 2023. The filing relates to the Transamerica Structured Index Advantage SM Annuity, a tax-deferred investment product allowing premium allocation to index-linked or fixed accounts with specific risk features.

2023-05-01 · 9999999995-23-001178

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Transamerica Life Insurance Company is offering the Structured Index Advantage SM Annuity, a tax-deferred investment product allowing premium allocation to index-linked or fixed accounts. The annuity features buffers and caps for market risk, with risks including potential losses, liquidity constraints, and withdrawal penalties. The prospectus outlines detailed terms, fees, and risks, emphasizing suitability for long-term investors.

2023-04-28 · 0001193125-23-126442

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Individual Flexible Premium Deferred Index-Linked Annuity Policy · Underwriters Transamerica Capital, Inc.

Transamerica Life Insurance Company filed an S-1/A amendment to register an individual flexible premium deferred index-linked annuity (Structured Index Advantage SM Annuity). The filing outlines the product's structure, including index-linked investment options with buffers and caps, a fixed interest option, and associated risks. The prospectus emphasizes tax-deferred growth potential but highlights significant investment risks, including principal loss and liquidity constraints. The offering is underwritten by Transamerica Capital, Inc., with a minimum initial premium of $25,000.

2023-04-26 · 0001193125-23-117874

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Individual Flexible Premium Deferred Index-Linked Annuity Policy · Underwriters Transamerica Capital, Inc.

Transamerica Life Insurance Company filed an S-1 registration statement for its Transamerica Structured Index Advantage SM Annuity, a tax-deferred individual annuity product. The filing details investment options including index-linked accounts tied to market indices like the S&P 500 and a fixed interest account, along with associated risks, fees, and surrender charges. The document emphasizes potential investment risks, liquidity constraints, and tax implications for investors.

2023-01-25 · 0001193125-23-014678

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Transamerica Life Insurance Co. filed a Form S-1 registration statement with the SEC, which became effective on May 2, 2022. The filing relates to the issuance of the Transamerica Structured Index Advantage SM Annuity, a flexible premium deferred index-linked annuity policy. The policy allows investors to allocate funds between index-linked investment options (tied to specific market indices or ETFs) and a fixed interest option, with features like buffer and cap mechanisms to limit downside and upside returns. The prospectus outlines risks, fees, and terms for the annuity, emphasizing tax-deferred growth and investment risks.

2022-05-02 · 9999999995-22-001219

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Underwriters Transamerica Capital, Inc.

Transamerica Life Insurance Company's S-1/A filing details the registration of its Transamerica Structured Index Advantage SM Annuity, a tax-deferred investment product allowing premium allocation to index-linked or fixed accounts. The filing emphasizes risks, fees, and liquidity constraints, including surrender charges and interim value fluctuations. It outlines investment options, risk factors, and administrative details for potential investors.

2022-04-27 · 0001193125-22-123239

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Gross proceeds $1,000,000

Individual Flexible Premium Deferred Indexed-Linked Annuity · Individual Flexible Premium Deferred Indexed-Linked Annuity · Use of proceeds Registration fee calculation

Transamerica Life Insurance Company is registering securities for an Individual Flexible Premium Deferred Indexed-Linked Annuity under the Securities Act of 1933. The filing outlines terms for the Transamerica Structured Index Advantage SM Annuity, including investment options linked to market indices and a fixed interest option. The registration includes disclosures about risks, fees, and liquidity constraints, with a focus on the company's financial obligations and potential changes to investment options.

2021-12-10 · 0001193125-21-353628

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Individual Flexible Premium Deferred Indexed-Linked Annuity · Individual Flexible Premium Deferred Indexed-Linked Annuity

Transamerica Life Insurance Company's S-1/A filing relates to an individual flexible premium deferred index-linked annuity policy, the Transamerica Structured Index Advantage SM Annuity. The filing outlines investment options, fees, risks, and terms, emphasizing tax-deferred growth and potential income streams. Key features include index-linked accounts with downside protection and upside caps, fixed interest options, and a performance lock feature. The document highlights risks such as market volatility, liquidity constraints, and surrender charges.

2021-08-18 · 0001193125-21-250028

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Gross proceeds $1,000,000

Individual Flexible Premium Deferred Annuity · Dollar-for-dollar basis · Use of proceeds Estimated for registration fee purposes · Underwriters Transamerica Capital, Inc.

The current S-1/A filing by Transamerica Life Insurance Company seeks to register an individual flexible premium deferred index-linked annuity policy. The policy allows investors to accumulate funds for retirement through index-linked and fixed interest investment options, with features like guaranteed income streams and death benefits. The filing includes detailed disclosures on investment options, risks, and policy phases, with a focus on tax-deferred growth and market-linked returns. The amendment likely updates prospectus language and structural details compared to the initial S-1 filing.

2021-03-12 · 0001193125-21-079129

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

First tracked pre-IPO filing for this issuer.

Gross proceeds $1,000,000

Individual Flexible Premium Deferred Annuity

Transamerica Life Insurance Company filed an S-1 registration statement to offer individual flexible premium deferred annuities. The filing discloses allocation accounts, growth opportunity types, and downside protection mechanisms for new premium payments, along with fee structures for guaranteed minimum death benefit riders. The prospectus supplement highlights investment options tied to index accounts and fixed accounts, with details on crediting periods, caps, buffers, and reset thresholds.

2021-01-15 · 0001193125-21-009682

TRANSAMERICA LIFE INSURANCE CO

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