0000744455
IPO filing research
Empower Annuity Insurance Co of America
Life Insurance
follow-on
filed
S-1
Empower Annuity Insurance Co of America IPO research page with SEC filing history, offering status, deal terms, structured filing extracts, company news, and comparable IPO context. Latest filing: S-1 on 2026-04-23.
Filing Timeline
SEC EDGAR
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2026-04-23 · 0000744455-26-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2025-05-02 · 0000744455-25-000011
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2025-05-02 · 0000744455-25-000012
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1 and marks the registration effective.
2025-05-01 · 9999999995-25-001327
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2025-05-01 · 9999999995-25-001369
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2025-04-18 · 0000744455-25-000007
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2024-05-02 · 0001193125-24-127675
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2024-05-02 · 0001193125-24-127678
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2024-05-01 · 9999999995-24-001243
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2024-05-01 · 9999999995-24-001265
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
2023-05-01 · 0001193125-23-129921
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2023-05-01 · 0001193125-23-129927
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2023-05-01 · 9999999995-23-001160
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2023-05-01 · 9999999995-23-001203
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
2023-04-27 · 0001193125-23-121829
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2023-04-06 · 0001193125-23-094143
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2022-08-25 · 0001193125-22-229956
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2022-08-25 · 0001193125-22-229962
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
2022-05-02 · 0001193125-22-134729
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
2022-05-02 · 0001193125-22-136631
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2022-05-02 · 0001193125-22-136639
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2022-05-02 · 9999999995-22-001217
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2022-05-02 · 9999999995-22-001263
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
2022-04-29 · 0001193125-22-134087
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
2022-04-19 · 0001193125-22-108281
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2021-04-30 · 0001193125-21-144459
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2021-04-30 · 0001193125-21-144491
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2021-04-30 · 9999999995-21-001642
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2021-04-30 · 9999999995-21-001652
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-30 · 0001193125-20-281311
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-30 · 0001193125-20-281321
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-23 · 0001104659-20-117747
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-01 · 0001193125-20-261074
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2020-09-29 · 0000744455-20-000002
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
2020-04-27 · 0001193125-20-120637
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-04-27 · 0001193125-20-120642
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2020-04-27 · 9999999995-20-000873
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2020-04-27 · 9999999995-20-000885
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2020-04-10 · 0001193125-20-103909
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-06-20 · 0001193125-19-177191
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2019-05-17 · 0001193125-19-150429
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-05-17 · 0001193125-19-150431
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-05-17 · 0001193125-19-150437
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
2019-04-26 · 0001193125-19-122282
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-04-26 · 0001193125-19-122320
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-04-26 · 0001193125-19-122344
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-04-26 · 0001193125-19-122357
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2019-04-26 · 9999999995-19-000848
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2019-04-26 · 9999999995-19-000849
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2019-04-26 · 9999999995-19-000859
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
2019-04-25 · 0001193125-19-119366
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2019-03-29 · 0001193125-19-092808
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-03-12 · 0001193125-19-071613
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-03-12 · 0001193125-19-071614
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-02-13 · 0001193125-19-037723
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014817
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014819
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014823
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014826
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014830
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014832
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014838
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277405
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277410
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277412
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277415
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277420
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277443
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows EFFECT and supplements the active offering with updated prospectus details.
2018-05-14 · 0001193125-18-161789
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-05-14 · 0001193125-18-161798
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145896
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145906
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145919
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145925
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145939
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145952
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2018-05-01 · 0001193125-18-145960
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2018-05-01 · 9999999995-18-001033
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001044
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001045
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001046
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001047
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows 424B3 and supplements the active offering with updated prospectus details.
2018-02-15 · 0001193125-18-046819
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-02-15 · 0001193125-18-046822
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2017-12-06 · 0001193125-17-361900
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2017-12-06 · 0001193125-17-361902
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2017-12-06 · 0001193125-17-361905
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2017-12-06 · 0001193125-17-361907
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
2017-12-04 · 9999999995-17-003125
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2017-12-04 · 9999999995-17-003126
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
2017-11-15 · 0001193125-17-344272
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
2017-11-15 · 0001193125-17-344278
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2017-11-14 · 0001193125-17-342292
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2017-11-14 · 0001193125-17-342297
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1/A and supplements the active offering with updated prospectus details.
2017-10-30 · 0001193125-17-324806
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2017-10-30 · 0001193125-17-324811
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2017-10-30 · 0001193125-17-324820
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2017-10-30 · 0001193125-17-324832
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
2017-10-06 · 0001193125-17-305762
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
2017-10-06 · 0001193125-17-305774
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
2017-07-21 · 0001193125-17-232903
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
2017-07-21 · 0001193125-17-232907
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
2017-05-01 · 0001193125-17-151665
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2017-05-01 · 0001193125-17-151676
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2017-05-01 · 0001193125-17-151682
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2017-05-01 · 9999999995-17-001102
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2017-05-01 · 9999999995-17-001138
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2017-05-01 · 9999999995-17-001139
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior EFFECT filing.
2017-04-13 · 0001193125-17-123297
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1/A in the pre-IPO sequence.
2017-04-13 · 0001193125-17-123321
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
2017-04-13 · 0001193125-17-123337
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
2016-04-29 · 0000744455-16-000059
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2016-04-29 · 0000744455-16-000060
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2016-04-29 · 0000744455-16-000061
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2016-04-29 · 9999999995-16-004395
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2016-04-29 · 9999999995-16-004396
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2016-04-29 · 9999999995-16-004444
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
2016-04-22 · 0000744455-16-000053
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
2016-03-03 · 0001193125-16-491145
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2015-05-01 · 0000744455-15-000020
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2015-05-01 · 0000744455-15-000021
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2015-05-01 · 0000744455-15-000022
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2015-05-01 · 9999999995-15-001125
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2015-05-01 · 9999999995-15-001131
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2015-05-01 · 9999999995-15-001132
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2014-05-02 · 0000744455-14-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2014-05-02 · 0000744455-14-000011
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2014-05-02 · 0000744455-14-000012
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1 and marks the registration effective.
2014-05-01 · 9999999995-14-001266
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2014-05-01 · 9999999995-14-001278
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2014-05-01 · 9999999995-14-001279
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
2014-03-10 · 0001193125-14-089451
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
2014-03-07 · 0001193125-14-089443
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2013-12-30 · 0001193125-13-487332
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
2013-12-27 · 9999999995-13-003683
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior 424B3 filing.
The current S-1/A filing amends the registration statement for Great-West Life & Annuity Insurance Company's Great-West SecureFoundation Group Fixed Deferred Annuity Certificate. The certificate is offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. The filing incorporates unsold securities from a prior registration and outlines terms for guaranteed annual withdrawals, termination risks, and tax uncertainties. GWFS Equities, Inc. serves as the principal underwriter.
2013-12-20 · 0001193125-13-480917
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
The current 424B3 filing supplements the May 1, 2013 prospectus for Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Certificate. It updates the 'About Us' section to clarify the company's ownership structure, emphasizing the Desmarais Family Residuary Trust's voting control over Power Corporation of Canada through a newly established trust. The filing reaffirms the Certificate's structure, risks, and terms outlined in the earlier S-1 registration statement.
2013-10-29 · 0001193125-13-415496
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing updates the 'About Us' section of the prospectus, detailing the ownership structure of Great-West Life & Annuity Insurance Company. It clarifies the subsidiary relationships, including Great-West's parent companies and the voting control of Power Corporation of Canada by the Desmarais Family Residuary Trust, established on October 8, 2013.
2013-10-29 · 0001193125-13-415501
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing updates the corporate structure details in the prospectus, replacing the 'About Us' section with a revised description of Great-West's ownership chain, including the newly established Desmarais Family Residuary Trust's voting control over Power Corporation of Canada.
2013-10-29 · 0001193125-13-415504
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
The current S-1 filing by Great-West Life & Annuity Insurance Company outlines the issuance of the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, targeting IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the performance of Covered Funds, with no cash value. It replaces the previous 424B3 filing, which focused on a Group Fixed Deferred Annuity Contract for Section 403(b) retirement plans. The S-1 emphasizes the Certificate's structure, including Guaranteed Annual Withdrawal (GAW) mechanisms, fee deductions, and termination risks.
2013-08-30 · 0001193125-13-354254
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value or surrender value. It outlines three phases: accumulation, GAW (Guaranteed Annual Withdrawal), and settlement. The certificate is issued under a Group Contract by Great-West Life & Annuity Insurance Company, with GWFS Equities, Inc. as the principal underwriter.
2013-05-03 · 0001193125-13-198517
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a structured product offering guaranteed lifetime income tied to a Covered Fund. It is marketed as a retirement vehicle with no cash value, subject to risks including market performance and tax uncertainties. The Certificate guarantees income based on the Covered Fund's performance and the age of the designated Covered Person, with fees deducted quarterly. It is not FDIC-insured or a bank deposit.
2013-05-03 · 0001193125-13-198540
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) to retirement plan participants. The GLWB provides guaranteed lifetime income based on investments in specified Covered Funds, with no cash value or surrender value. The contract is issued by Great-West Life & Annuity Insurance Company and sold through GWFS Equities, Inc., the principal underwriter. Key features include fee structures, withdrawal rules, and termination conditions for plan sponsors.
2013-05-03 · 0001193125-13-198620
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The current filing is a Notice of Effectiveness for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, effective May 1, 2013. This follows a previous 424B3 prospectus from December 2012, which detailed the Certificate's structure. The Certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value and significant risks tied to market performance and tax treatment.
2013-05-01 · 9999999995-13-001282
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a securities offering by Great West Life & Annuity Insurance Co, dated May 1, 2013. The submission type (POS AM) and CIK remain consistent with the previous filing, but the file number differs, indicating potential updates to the offering details.
2013-05-01 · 9999999995-13-001297
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing represents a Notice of Effectiveness for a Post-Effective Amendment (POS AM) submitted on May 1, 2013, for Great West Life & Annuity Insurance Co. The filing relates to a securities offering registered under SEC regulations, with a focus on updating prior disclosures without indicating significant new developments.
2013-05-01 · 9999999995-13-001305
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company, provides guaranteed lifetime income based on investment in a Covered Fund. The Certificate has no cash value, no surrender value, and is subject to termination if Guarantee Benefit Fees are unpaid. It operates in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The Guarantee Benefit Fee, currently 1.00% annually, covers insurance protections and may vary within a 0.70%-1.50% range. The Certificate is not FDIC-insured, not a bank deposit, and is subject to market and tax risks.
2012-12-05 · 0001193125-12-491657
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing updates the termination provisions of the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, replacing sections related to the Group Contract and Certificate termination. Key changes include revised terms for termination by either Great-West or the Group Contract Owner, clarification on the impact of termination on Certificate contributions, and details on automatic termination scenarios such as IRA dissolution or inability to collect the Guarantee Benefit Fee.
2012-12-04 · 0001193125-12-490534
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company, designed for IRA owners investing in specific mutual funds. It provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value and no surrender value. The Certificate is part of a structured retirement product offering, emphasizing risk management for longevity and market volatility.
2012-09-24 · 0001193125-12-401430
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing outlines the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a structured product offering guaranteed lifetime income tied to investment in specified Covered Funds. The Certificate, issued by Great-West Life & Annuity Insurance Company, is marketed as a retirement planning tool with no cash value, subject to fees and market risks. It is sold through GWFS Equities, Inc., with key features including a Guarantee Benefit Fee and protections against longevity and income volatility risks.
2012-09-24 · 0001193125-12-401448
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, issued by Great-West Life & Annuity Insurance Company, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for 403(b) retirement plans. The GLWB provides guaranteed income for the life of a designated person based on investments in Covered Funds, with specific fees and conditions. The filing emphasizes risks, including tax uncertainties and termination risks if fees are not met.
2012-09-24 · 0001193125-12-401451
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The current 424B3 filing provides a detailed prospectus for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The certificate offers guaranteed lifetime income based on investments in approved funds, with specific fees, risks, and conditions. It is structured in three phases: accumulation, GAW (guaranteed annual withdrawal), and settlement. The document emphasizes risks including market volatility, lack of FDIC insurance, and potential termination for non-payment of fees.
2012-05-02 · 0001193125-12-204393
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a novel retirement product offering guaranteed lifetime income based on investments in specified mutual funds. The Certificate provides protection against longevity and market risk but carries risks related to tax treatment, fee adjustments, and market performance. It is sold through GWFS Equities, Inc., with no cash value and strict withdrawal rules.
2012-05-02 · 0001193125-12-204406
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). It outlines the GLWB's structure, including guaranteed income based on Covered Fund performance, fee deductions, and termination conditions. Compared to the previous filing (focused on IRAs), this version targets plan sponsors and includes specific terms for group contracts.
2012-05-02 · 0001193125-12-204409
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness confirms the effectiveness of the Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The filing relates to a prospectus previously submitted under Form 424B3, detailing the certificate's structure, risks, and terms. The certificate provides guaranteed lifetime income tied to a Covered Fund but has no cash value and is subject to specific conditions.
2012-05-01 · 9999999995-12-001319
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The Notice of Effectiveness for Great West Life & Annuity Insurance Co. was filed on May 1, 2012, indicating the registration statement became effective. The filing relates to a new securities offering under File Number 333-169563, following a prior filing under File Number 333-163244. The submission type (POS AM) remains unchanged.
2012-05-01 · 9999999995-12-001333
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a post-effective amendment (POS AM) for Great West Life & Annuity Insurance Co, dated May 1, 2012. The document relates to a securities registration statement, indicating regulatory approval for an offering. The filing replaces an earlier submission with a new file number, suggesting potential updates to the offering terms or regulatory requirements.
2012-05-01 · 9999999995-12-001341
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The current 424B3 filing serves as a prospectus for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company. The certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It is structured in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The certificate is sold through GWFS Equities, Inc., with a Guarantee Benefit Fee deducted quarterly. Key features include protection against longevity and income volatility risks, though it is not FDIC-insured or guaranteed by a bank.
2011-12-09 · 0001193125-11-336720
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The Notice of Effectiveness confirms the registration of Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Certificate under Form S-1, allowing the offering to proceed. The certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It is marketed through GWFS Equities, Inc., with risks including dependence on fund performance and lack of regulatory approval.
2011-12-05 · 9999999995-11-003454
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
The current S-1/A filing by Great-West Life & Annuity Insurance Company amends its earlier S-1 registration statement for the issuance of Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificates. The filing outlines the structure of the certificate, which provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It emphasizes the novel nature of the product, risks related to fund performance, and tax considerations. The amendment includes additional disclosures and structural details compared to the initial filing.
2011-11-17 · 0001193125-11-315829
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
The current S-1 filing details the issuance of the SecureFoundation SM Group Fixed Deferred Annuity Certificate by Great-West Life & Annuity Insurance Company. The Certificate, tied to a Covered Fund, provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value. It replaces the previous 424B3 filing, which focused on a Group Fixed Deferred Annuity Contract with a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans. The S-1 emphasizes individual and non-retirement account purchases, with specific phases (Accumulation, GAW, Settlement) and fees like the Guarantee Benefit Fee.
2011-07-08 · 0001193125-11-185033
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The current 424B3 filing serves as a definitive prospectus for Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for 403(b) retirement plans. The GLWB provides guaranteed lifetime income based on investments in specified mutual funds, with fees deducted monthly from the Covered Fund Value. The previous EFFECT filing (S-1) likely related to the initial registration of the offering, while the current document details specific terms, risks, and operational mechanics of the GLWB.
2011-05-23 · 0001193125-11-147707
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness for Form S-1 by Great West Life & Annuity Insurance Co. confirms the registration of the SecureFoundation Group Fixed Deferred Annuity Certificate. The Certificate is offered to IRA owners investing in Covered Funds, providing guaranteed lifetime income based on the Covered Person's age. It has no cash value and is underwritten by GWFS Equities, Inc.
2011-05-16 · 9999999995-11-001557
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The current 424B3 filing provides a detailed prospectus for the Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific Maxim SecureFoundation mutual funds. The certificate guarantees lifetime income based on the Covered Fund's performance, with no cash value or surrender value. It outlines three phases: accumulation, GAW (Guaranteed Annual Withdrawal), and settlement. The previous EFFECT filing was a simple notice of effectiveness for the same registration.
2011-05-04 · 0001193125-11-126166
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The filing marks the effectiveness of a registration statement for Great-West Life & Annuity Insurance Company's Guaranteed Income Annuity Contracts, specifically the SecureFoundation SM Group Fixed Deferred Annuity Contract. The offering targets retirement plan sponsors under Section 403(b) of the IRS code, featuring a Guaranteed Lifetime Withdrawal Benefit (GLWB) tied to investments in specified mutual funds. The contract provides lifetime income guarantees but has no cash value or surrender value.
2011-05-02 · 9999999995-11-001327
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior 424B3 filing.
Empower Annuity Insurance Co of America's S-1/A filing outlines the registration of its SecureFoundation SM Group Fixed Deferred Annuity Contract, designed for retirement plans under Section 403(b). The contract provides a Guaranteed Lifetime Withdrawal Benefit (GLWB) tied to investments in specified Covered Funds. Key features include no cash value, guaranteed income based on Covered Person's life expectancy, and fees deducted from fund values. The filing emphasizes the novel structure of the GLWB and potential tax uncertainties.
2011-04-21 · 0001193125-11-105372
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing supplements the prospectus for Empower Annuity Insurance Co of America's Group Fixed Deferred Annuity Certificate, adding four new Maxim SecureFoundation SM Lifetime Portfolios (2020, 2030, 2040, 2050) and transitioning all portfolios to Class L shares with a distribution plan. Previous filings included different portfolio timelines and Class G/G1 shares, with a Fitch rating downgrade noted in an earlier supplement.
2011-02-02 · 0000744455-11-000007
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
The current 424B3 filing updates the description of the Maxim SecureFoundation SM Lifetime Portfolios, detailing their structure as 'fund of funds' investing in mutual funds, fixed interest contracts, and cash equivalents. It also notes a Fitch Ratings downgrade of Great-West Life & Annuity Insurance Company's financial strength rating from AA+ to AA, effective December 16, 2010. The supplement replaces prior portfolio descriptions and highlights fee structures for Class G1 shares.
2011-01-18 · 0000744455-11-000005
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1 and supplements the active offering with updated prospectus details.
The current FWP filing by Great-West Life & Annuity Insurance Company (now Empower Annuity Insurance Co of America) relates to a guaranteed lifetime withdrawal benefit (GLWB) product for 403(b) retirement plans. The filing references an article published in Pensions & Investments, which discusses the GLWB as an alternative to traditional defined benefit plans, particularly for hospitals facing funding challenges. The document highlights the product's features, including guaranteed lifetime distributions and risk management strategies, while noting the SEC has not yet approved the offering.
2010-11-30 · 0000744455-10-000029
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
The current S-1 filing by Great-West Life & Annuity Insurance Company outlines the SecureFoundation SM Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). The contract provides guaranteed lifetime income based on investments in specified mutual funds, with no cash value or surrender value. It emphasizes tax uncertainties, risks tied to fund performance, and structural details for plan sponsors and participants.
2010-09-24 · 0001104659-10-049810
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
The current 424B3 filing serves as a final prospectus for Empower Annuity Insurance Co of America's SecureFoundation SM Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The certificate is offered to IRA owners investing in specific Maxim SecureFoundation mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. It emphasizes no cash value, tax uncertainties, and risks tied to market volatility and withdrawal policies.
2010-08-27 · 0001193125-10-199643
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The filing marks the effectiveness of Great-West Life & Annuity Insurance Company's registration statement for the SecureFoundation SM Group Fixed Deferred Annuity Certificate. The certificate is offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on investment in Covered Funds. The document highlights the certificate's structure, risks, and terms, including no cash value, tax uncertainties, and reliance on the issuer's financial strength.
2010-08-25 · 9999999995-10-002547
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Great-West Life & Annuity Insurance Company is offering the SecureFoundation Group Fixed Deferred Annuity Certificate to IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value and fees deducted monthly. It is structured under a group contract with Orchard Trust, LLC, and involves complex risk factors related to tax treatment and investment performance.
2010-08-17 · 0001193125-10-191351
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
The current filing is an issuer free writing prospectus published by Human Resource Executive Online, referencing Great-West Life & Annuity Insurance Company's offering. It highlights the SecureFoundation annuity product, which provides guaranteed lifetime income with portability features. The article includes quotes from Charles Nelson, President of Great-West Retirement Services, and emphasizes the product's ability to allow plan sponsors to switch recordkeepers without losing benefits. The filing warns that the article's statements are not endorsed by the company and advises investors to consult the registration statement and prospectus.
2010-03-03 · 0000744455-10-000011
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1/A and supplements the active offering with updated prospectus details.
The current FWP filing by Great-West Life & Annuity Insurance Company references a media article about its SecureFoundation annuity product, which offers guaranteed lifetime income for retirement plans. The article, published by Ignites.com, highlights the product's portability features and cost structure, though the company disclaims endorsement of the article's content. The filing relates to an earlier S-1 registration statement for an offering of group fixed deferred annuity certificates, which includes details about the SecureFoundation product's terms, risks, and investment options.
2010-02-16 · 0000744455-10-000006
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Empower Annuity Insurance Co of America (Great-West Life & Annuity Insurance Company) is offering SecureFoundation SM Group Fixed Deferred Annuity Certificates to IRA owners investing in specific mutual funds. The certificates provide guaranteed lifetime income based on investments in covered funds, with no cash value or surrender value. Payments depend on meeting conditions outlined in the Group Contract, and the certificate is structured with accumulation, GAW (Guaranteed Annual Withdrawal), and settlement phases. The offering is underwritten by GWFS Equities, Inc.
2010-02-09 · 0000744455-10-000004
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
The current S-1 filing by Great-West Life & Annuity Insurance Company details the issuance of SecureFoundation SM Group Fixed Deferred Annuity Certificates. These certificates are offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. The certificates have no cash value, are non-transferable, and are underwritten by GWFS Equities, Inc. The filing emphasizes the novel structure of the annuity, tax uncertainties, and risks associated with the product's guarantees.
2009-11-20 · 0000744455-09-000023
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness confirms the supplement (424B3) dated January 24, 2007, which updated the prospectus to use Bloomberg Professional for U.S. Treasury Strip ask side yield rates instead of the Wall Street Journal. The effectiveness date is May 1, 2007.
2007-05-01 · 9999999995-07-001687
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing updates the source of U.S. Treasury Strip ask side yield rates from the Wall Street Journal to The Bloomberg Professional for the Schwab Select Annuity. This change affects Appendix B of the prospectus, replacing all references to the Wall Street Journal with Bloomberg Professional. The supplement is effective immediately and must be read with the May 1, 2006 prospectus.
2007-01-24 · 0000744455-07-000003
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing updates the Schwab Select Annuity prospectus to add 14 new investment portfolios and discontinue one- and two-year Guarantee Periods, replacing them with three- to ten-year terms. Key revisions include detailed descriptions of new portfolios, performance data, and updated sections on the Series Account and Guarantee Period Fund.
2003-05-30 · 0000744455-03-000014
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
This filing supplements the prospectus for the Schwab Select Annuity, adding 14 new investment portfolios and discontinuing one- and two-year Guarantee Periods. Effective June 2, 2003, Guarantee Periods are now limited to three to ten years, with updated disclosures in the prospectus regarding portfolio details, performance data, and market value adjustments.
2003-05-23 · 0000744455-03-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing describes the Schwab Select Annuity, a flexible premium deferred variable and fixed annuity issued by Great-West Life & Annuity Insurance Company. It allows tax-deferred accumulation through variable investments in portfolios and fixed Guarantee Period Fund options. Compared to the previous Schwab Fixed Annuity filing, this version introduces variable account options with Sub-Accounts and eliminates sales/surrender charges, while retaining key features like Market Value Adjustments and no FDIC guarantees.
2003-05-05 · 0000744455-03-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The Schwab Fixed Annuity is a flexible premium deferred fixed annuity issued by Great-West Life & Annuity Insurance Company, offering tax-deferred growth through the Guarantee Period Fund. It allows investors to allocate contributions to fixed interest-rate periods, subject to market value adjustments and surrender charges. The product is distributed by Charles Schwab & Co., Inc., and includes options for annuity payouts or periodic withdrawals. The prospectus highlights risks such as interest rate fluctuations, principal loss, and lack of government guarantees.
2003-05-02 · 0000744455-03-000009
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current 424B3 filing describes the Schwab Select Annuity, a flexible premium deferred variable and fixed annuity contract issued by Great-West Life & Annuity Insurance Company. It allows investments in variable sub-accounts and a fixed Guarantee Period Fund, offering tax-deferred growth. Compared to the previous Schwab Fixed Annuity filing, this version includes expanded variable investment options, detailed portfolio listings, and enhanced disclosures on market value adjustments and risk factors.
2002-05-01 · 0000744455-02-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing is a prospectus for The Schwab Fixed Annuity, a flexible premium deferred fixed annuity issued by Great-West Life & Annuity Insurance Company and distributed by Charles Schwab & Co., Inc. It allows tax-deferred accumulation through the Guarantee Period Fund, which offers fixed interest rates for specified periods. Key features include Market Value Adjustments, surrender charges, and a free look period. The annuity is available for non-qualified or IRA investments.
2002-05-01 · 0000744455-02-000014
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The Schwab Fixed Annuity is a flexible premium deferred fixed annuity offered by Great-West Life & Annuity Insurance Company, distributed by Charles Schwab & Co., Inc. It allows tax-deferred accumulation of assets for retirement, with options to allocate funds into Guarantee Periods offering fixed interest rates. Key features include surrender charges, market value adjustments, and various payout options. The product is not insured by FDIC or government agencies and may not be available in all states.
2001-05-04 · 0000744455-01-500002
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The provided text does not contain the actual content of the IPO filing for Empower Annuity Insurance Co of America. It appears to be a directory listing or website code related to SEC EDGAR system files, with no substantive information about the company's filing, financials, or offering details.
2000-05-01 · 0000744455-00-000011
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing for Empower Annuity Insurance Co of America (Form 424B3) appears to be a directory listing from the SEC's EDGAR database, with no visible substantive content related to the IPO. The text provided includes HTML code for a website, likely referencing the SEC's filings page, but no specific details about the company's financials, offering terms, or disclosures are present.
1999-05-04 · 0000744455-99-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing appears to be a directory listing or placeholder for EDGAR data, with no substantive content related to Empower Annuity Insurance Co of America's IPO. The text contains HTML templates, website navigation elements, and metadata, but no financial, operational, or offering details.
1999-05-04 · 0000744455-99-000012
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing appears to be a directory listing from the SEC's EDGAR database, referencing a 424B3 form dated May 5, 1998, for Empower Annuity Insurance Co of America. The text provided does not include the actual filing content, only website navigation elements and technical metadata.
1998-05-05 · 0000744455-98-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The provided text appears to be a directory listing and website code from the SEC's EDGAR database, with no visible IPO filing content for Empower Annuity Insurance Co of America. The 424B3 form date (1998-05-01) is listed, but no substantive filing details are included.
1998-05-01 · 0000744455-98-000009
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
The filing appears to be a directory listing of EDGAR archive contents rather than a substantive IPO document. No visible content related to Empower Annuity Insurance Co of America's 424B3 filing from 1997-07-02 is present, suggesting either a corrupted file or incorrect document retrieval.
1997-07-02 · 0000906287-97-000174
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
The filing text for Empower Annuity Insurance Co of America's S-1/A appears to be unavailable or improperly extracted, as the provided content consists of HTML directory listings and website navigation elements rather than the actual securities filing. No substantive information about the company, its operations, or the IPO offering is present.
1996-11-01 · 0000744455-96-000008
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
The current S-1/A filing for Empower Annuity Insurance Co of America appears to be a placeholder or corrupted document, as the provided text contains only HTML code, directory listings, and technical infrastructure details without substantive financial or operational information about the company or its IPO plans.
1996-10-29 · 0000744455-96-000005
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1/A in the pre-IPO sequence.
The current filing for Empower Annuity Insurance Co of America (S-1) appears to be a placeholder or directory listing from the SEC's EDGAR archive. No substantive IPO-related content, financial data, or operational details are visible in the provided text, which consists primarily of HTML code and file directory listings.
1996-09-06 · 0000744455-96-000003
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
The filing represents an amended S-1 registration statement for Empower Annuity Insurance Co of America, though no substantive content from the actual filing is provided in the retrieved data. The document appears to be a directory listing of EDGAR archive files, with no visible details about the company's financials, business operations, or offering terms.
1996-08-02 · 0000744455-96-000002
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
First tracked pre-IPO filing for this issuer.
The current filing for Empower Annuity Insurance Co of America is an S-1 registration statement from February 23, 1996. However, the provided text contains only website infrastructure code, directory listings, and technical metadata, with no visible content related to the company's financials, business operations, or IPO details.
1996-02-23 · 0000744455-96-000001
Comparable Deals
Not enough completed IPOs with similar characteristics to show comparables yet.
Recent News
No recent news stored for this issuer.