IPOGrid
0000744455
IPO filing research
Empower Annuity Insurance Co of America
Life Insurance
follow-on
priced
424B3
Empower Annuity Insurance Co of America IPO research page with SEC filing history, offering status, deal terms, structured filing extracts, company news, and comparable IPO context. Latest filing: 424B3 on 2026-05-04.
Filing Timeline
SEC EDGAR
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
Use of proceeds Proceeds from the Guarantee Benefit Fee are used for insurance protections provided by the Contract. · Flags best_efforts · Underwriters Empower Financial Services, Inc.
2026-05-04 · 0000744455-26-000017
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate issued by Empower Annuity Insurance Company of America · Underwriters Empower Financial Services, Inc.
2026-05-04 · 0000744455-26-000016
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1 and marks the registration effective.
2026-05-01 · 9999999995-26-001442
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
First tracked pre-IPO filing for this issuer.
2026-05-01 · 9999999995-26-001426
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Group Fixed Deferred Annuity Contract · Underwriters Empower Financial Services, Inc.
2026-04-23 · 0000744455-26-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Use of proceeds Use of proceeds is for insurance protections and fees associated with the Guaranteed Lifetime Withdrawal Benefit · Flags best_efforts · Underwriters Empower Financial Services, Inc.
2025-05-02 · 0000744455-25-000012
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate issued by Empower Annuity Insurance Company of America · Use of proceeds Proceeds are used to fund guaranteed lifetime withdrawal benefits and related insurance protections · Flags best_efforts · Underwriters Empower Financial Services, Inc.
2025-05-02 · 0000744455-25-000011
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2025-05-01 · 9999999995-25-001369
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1 and marks the registration effective.
2025-05-01 · 9999999995-25-001327
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate · Underwriters Empower Financial Services, Inc.
2025-04-18 · 0000744455-25-000007
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract issued by Empower Annuity Insurance Company of America · Use of proceeds Use of proceeds includes fees for the Guaranteed Lifetime Withdrawal Benefit (GLWB) insurance protections. · Underwriters Empower Financial Services, Inc.
2024-05-02 · 0001193125-24-127678
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters Empower Financial Services, Inc.
2024-05-02 · 0001193125-24-127675
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2024-05-01 · 9999999995-24-001265
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2024-05-01 · 9999999995-24-001243
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2023-05-01 · 9999999995-23-001203
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2023-05-01 · 9999999995-23-001160
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters Empower Financial Services, Inc.
2023-05-01 · 0001193125-23-129927
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Underwriters Empower Financial Services, Inc.
2023-05-01 · 0001193125-23-129921
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Group Fixed Deferred Annuity Contract · Use of proceeds Proceeds may be used for general corporate purposes, but specific details are not provided · Underwriters Empower Financial Services, Inc.
2023-04-27 · 0001193125-23-121829
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Guaranteed Lifetime Withdrawal Benefit (GLWB) under the Empower SecureFoundation® Group Fixed Deferred Annuity Contract · Underwriters Empower Financial Services, Inc.
2023-04-06 · 0001193125-23-094143
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2022-08-25 · 0001193125-22-229962
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2022-08-25 · 0001193125-22-229956
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2022-05-02 · 9999999995-22-001263
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2022-05-02 · 9999999995-22-001217
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Use of proceeds Fees associated with the Guaranteed Lifetime Withdrawal Benefit (GLWB) · Underwriters GWFS Equities, Inc.
2022-05-02 · 0001193125-22-136639
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
Underwriters GWFS Equities, Inc.
2022-05-02 · 0001193125-22-136631
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
Group Fixed Deferred Annuity Certificate providing guaranteed lifetime withdrawal benefits · Use of proceeds Proceeds are used for guaranteed lifetime withdrawal benefits as described in the prospectus · Underwriters GWFS Equities, Inc.
2022-05-02 · 0001193125-22-134729
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
2022-04-29 · 0001193125-22-134087
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate · Use of proceeds To provide guaranteed lifetime withdrawal benefits to certificate holders · Underwriters GWFS Equities, Inc.
2022-04-19 · 0001193125-22-108281
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2021-04-30 · 9999999995-21-001652
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2021-04-30 · 9999999995-21-001642
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Underwriters GWFS Equities, Inc.
2021-04-30 · 0001193125-21-144491
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Great-West SecureFoundation Group Fixed Deferred Annuity Certificate · Use of proceeds Fees associated with the annuity contract · Underwriters GWFS Equities, Inc.
2021-04-30 · 0001193125-21-144459
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-30 · 0001193125-20-281321
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2020-10-30 · 0001193125-20-281311
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Underwriters Investment Distributors, Inc.
2020-10-23 · 0001104659-20-117747
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Investor Class · Use of proceeds Fund structure changes; no issuer proceeds
2020-10-01 · 0001193125-20-261074
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Underwriters Investment Distributors, Inc.
2020-09-29 · 0000744455-20-000002
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2020-04-27 · 9999999995-20-000885
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2020-04-27 · 9999999995-20-000873
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract with Guaranteed Lifetime Withdrawal Benefit · Use of proceeds Proceeds are used for insurance protections provided by the Contract · Flags best_efforts · Underwriters GWFS Equities, Inc.
2020-04-27 · 0001193125-20-120642
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
2020-04-27 · 0001193125-20-120637
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Certificates issued pursuant to Guaranteed Income Annuity Contracts · Group Fixed Deferred Annuity Contract · Use of proceeds No issuer proceeds; proceeds are used for annuity contract obligations · Underwriters GWFS Equities, Inc.
2020-04-10 · 0001193125-20-103909
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-06-20 · 0001193125-19-177191
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-05-17 · 0001193125-19-150437
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Use of proceeds Sale of business via indemnity reinsurance
2019-05-17 · 0001193125-19-150431
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
2019-05-17 · 0001193125-19-150429
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2019-04-26 · 9999999995-19-000859
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2019-04-26 · 9999999995-19-000849
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2019-04-26 · 9999999995-19-000848
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Individual Single Premium Deferred Index-Linked Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2019-04-26 · 0001193125-19-122357
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2019-04-26 · 0001193125-19-122344
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Use of proceeds Proceeds are used for insurance protections and administrative costs · Underwriters GWFS Equities, Inc.
2019-04-26 · 0001193125-19-122320
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
Great-West SecureFoundation® Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
2019-04-26 · 0001193125-19-122282
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Underwriters GWFS Equities, Inc.
2019-04-25 · 0001193125-19-119366
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate · Group Fixed Deferred Annuity Certificate · Use of proceeds To provide guaranteed income benefits to certificate holders through the annuity contract · Underwriters GWFS Equities, Inc.
2019-03-29 · 0001193125-19-092808
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-03-12 · 0001193125-19-071614
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-03-12 · 0001193125-19-071613
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-02-13 · 0001193125-19-037723
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate
2019-01-23 · 0001193125-19-014838
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate
2019-01-23 · 0001193125-19-014832
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract
2019-01-23 · 0001193125-19-014830
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Individual Single Premium Deferred Index-Linked Annuity Contract
2019-01-23 · 0001193125-19-014826
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Index-Linked Annuity Contract
2019-01-23 · 0001193125-19-014823
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014819
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
2019-01-23 · 0001193125-19-014817
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277443
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277420
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277415
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277412
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
2018-09-19 · 0001193125-18-277410
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Underwriters GWFS Equities, Inc.
2018-09-19 · 0001193125-18-277405
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Single premium deferred index-linked annuity · Exchange NASDAQ
2018-05-14 · 0001193125-18-161798
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows EFFECT and supplements the active offering with updated prospectus details.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-05-14 · 0001193125-18-161789
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001047
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001046
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001045
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2018-05-01 · 9999999995-18-001044
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
2018-05-01 · 9999999995-18-001033
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145960
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Use of proceeds Proceeds are used for insurance protections related to the Guaranteed Lifetime Withdrawal Benefit (GLWB) · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145952
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Great-West SecureFoundation ® Group Fixed Deferred Annuity Certificate · Use of proceeds Proceeds are used for Guarantee Benefit Fee and operational expenses · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145939
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145925
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145919
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145906
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
Individual Single Premium Deferred Index-Linked Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-05-01 · 0001193125-18-145896
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
index-linked variable annuity (ILVA) · Exchange NASDAQ
2018-02-15 · 0001193125-18-046822
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows 424B3 and supplements the active offering with updated prospectus details.
single-premium, deferred index-linked variable annuity (ILVA) · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2018-02-15 · 0001193125-18-046819
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-12-06 · 0001193125-17-361907
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Individual Single Premium Deferred Index-Linked Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-12-06 · 0001193125-17-361905
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-12-06 · 0001193125-17-361902
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Individual Single Premium Deferred Index-Linked Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-12-06 · 0001193125-17-361900
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
2017-12-04 · 9999999995-17-003126
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
2017-12-04 · 9999999995-17-003125
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
Single Premium Deferred Variable Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-11-15 · 0001193125-17-344278
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Gross proceeds $1,000,000,000
Single Premium Deferred Variable Annuity Contract · Exchange NASDAQ · Interests in Single Premium Deferred Variable Annuity Contract · Underwriters GWFS Equities, Inc.
2017-11-15 · 0001193125-17-344272
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Exchange NASDAQ
2017-11-14 · 0001193125-17-342297
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Index-Linked Variable Annuity · Exchange NASDAQ
2017-11-14 · 0001193125-17-342292
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Fee-Based Index-Linked Variable Annuity · Exchange NASDAQ
2017-10-30 · 0001193125-17-324832
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Index-Linked Variable Annuities (ILVA) · Exchange NASDAQ
2017-10-30 · 0001193125-17-324820
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
Exchange NASDAQ
2017-10-30 · 0001193125-17-324811
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1/A and supplements the active offering with updated prospectus details.
Index-Linked Variable Annuities (ILVA) · Exchange NASDAQ
2017-10-30 · 0001193125-17-324806
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
Single Premium Deferred Variable Annuity Contract · Exchange NASDAQ · Single Premium Deferred Variable Annuity Contract · Underwriters GWFS Equities, Inc.
2017-10-06 · 0001193125-17-305774
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Individual Single Premium Deferred Index-Linked Annuity Contract · Exchange NASDAQ · Variable Annuity Contract · Underwriters GWFS Equities, Inc.
2017-10-06 · 0001193125-17-305762
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
Price $5,000
Interests in Single Premium Deferred Variable Annuity Contract · Exchange NASDAQ · Underwriters GWFS Equities, Inc.
2017-07-21 · 0001193125-17-232907
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
Single Premium Deferred Variable Annuity Contract · Exchange NASDAQ · Interests in Single Premium Deferred Variable Annuity Contract · Use of proceeds for general corporate purposes · Underwriters GWFS Equities, Inc.
2017-07-21 · 0001193125-17-232903
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing became effective on May 1, 2017, for Great West Life & Annuity Insurance Co, indicating the completion of the SEC review process for the S-1 registration statement. The document confirms the company's readiness to proceed with its securities offering.
2017-05-01 · 9999999995-17-001139
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing became effective on May 1, 2017, under Form S-1 for Great West Life & Annuity Insurance Co. The previous filing was a POS AM (Post-Effective Amendment) for the same company, indicating this may be a new registration or significant amendment. The company name in the filing differs from the requested 'Empower Annuity Insurance Co of America,' potentially indicating a discrepancy.
2017-05-01 · 9999999995-17-001138
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness dated May 1, 2017, confirms the activation of the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate. This product offers guaranteed lifetime income tied to a Covered Fund, with no cash value or FDIC insurance. It is structured as a retirement or non-retirement account investment, subject to fees and specific termination conditions if Guarantee Benefit Fees are not met.
2017-05-01 · 9999999995-17-001102
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Flags best_efforts · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a product offering guaranteed lifetime income based on investments in Covered Funds. It replaces the previous 424B3 filing, which focused on a Group Fixed Deferred Annuity Contract with a Guaranteed Lifetime Withdrawal Benefit (GLWB). The Certificate lacks cash value, is not FDIC-insured, and involves risks tied to market performance and fee adjustments. Key features include a Guarantee Benefit Fee, income guarantees based on Covered Fund performance, and termination risks if fees are unpaid.
2017-05-01 · 0001193125-17-151682
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Underwriters GWFS Equities, Inc.
The current filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract (the 'Contract') issued by Great-West Life & Annuity Insurance Company. The Contract provides a Guaranteed Lifetime Withdrawal Benefit (GLWB) to retirement plan participants, offering guaranteed lifetime income based on investments in specified Covered Funds. It is marketed to sponsors of Section 403(b) retirement plans, with key features including no cash value, restrictions on transfers, and a Guarantee Benefit Fee. The previous filing focused on a similar product but targeted IRA owners and used the term 'Certificate' instead of 'Contract'.
2017-05-01 · 0001193125-17-151676
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Group Fixed Deferred Annuity Certificate · Use of proceeds Proceeds are used for insurance protections and fees associated with the annuity. · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a product offered to IRA owners investing in specific funds, providing guaranteed lifetime income. It outlines the structure, risks, and mechanics of the Certificate, emphasizing no cash value, tax uncertainties, and reliance on Covered Fund performance. The S-1 filing previously registered similar securities, with adjustments in fee structures and risk disclosures.
2017-05-01 · 0001193125-17-151665
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate · Not issued in predetermined units · Use of proceeds Proceeds to be used for the Covered Fund as part of the annuity contract · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company relates to the issuance of Group Fixed Deferred Annuity Certificates, which provide guaranteed lifetime income tied to investments in specified Covered Funds. The certificates are offered through retirement or non-retirement accounts and are subject to a Guarantee Benefit Fee. The filing references unsold securities from a prior registration statement, with adjustments to the maximum aggregate offering price and fee structures. The document emphasizes risks associated with the novel product design, lack of FDIC insurance, and potential termination if fees are not met.
2017-04-13 · 0001193125-17-123337
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1/A in the pre-IPO sequence.
Guaranteed Income Annuity Contracts · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company registers securities for the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering guaranteed lifetime income benefits (GLWB) to retirement plan participants. The filing carries forward unsold securities from a prior registration, with a focus on annuity contracts tied to specific mutual funds. The document outlines the structure of the GLWB, including fees, withdrawal rules, and risks associated with the innovative product.
2017-04-13 · 0001193125-17-123321
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior EFFECT filing.
Underwriters GWFS Equities, Inc.
The current S-1/A filing represents a post-effective amendment to the registration statement for Empower Annuity Insurance Co of America's Great-West SecureFoundation Group Fixed Deferred Annuity Certificate. The filing details the offering of certificates to IRA owners investing in Covered Funds, providing guaranteed lifetime income based on the Covered Fund's performance. The certificate includes a Guarantee Benefit Fee, subject to change, and has no cash value or surrender value. The document outlines the structure of the certificate, risks, and terms, including the termination of prior offerings and carry-forward of unsold securities from an earlier S-1 registration.
2017-04-13 · 0001193125-17-123297
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing marks the effectiveness of a registration statement (S-1) for Empower Annuity Insurance Co of America, transitioning from a previous POS AM filing. The company, under CIK 0000744455, is likely initiating an IPO process, with the effectiveness date set for April 29, 2016. The filings indicate regulatory approval but lack detailed operational or financial specifics.
2016-04-29 · 9999999995-16-004444
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a post-effective amendment (POS AM) for Empower Annuity Insurance Co of America, dated April 29, 2016. The document reflects updates to the company's registration statement, including a name change from 'Great West Life & Annuity Insurance Co' to 'Empower Annuity Insurance Co of America.'
2016-04-29 · 9999999995-16-004396
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The current filing is a Notice of Effectiveness for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, effective April 29, 2016. It references the previous 424B3 prospectus, which outlines the Certificate's structure, including guaranteed lifetime income, risk factors, and terms related to IRA investments. The document emphasizes the product's novelty and tax uncertainties.
2016-04-29 · 9999999995-16-004395
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Use of proceeds Proceeds are used for insurance protections and operational costs · Underwriters GWFS Equities, Inc.
The current filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate offered to IRA owners, providing guaranteed lifetime income based on investments in Covered Funds. It outlines phases like Accumulation, GAW, and Settlement, with no cash value and specific fee structures.
2016-04-29 · 0000744455-16-000061
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Great-West SecureFoundation Group Fixed Deferred Annuity Contract with Guaranteed Lifetime Withdrawal Benefit (GLWB) · Use of proceeds Proceeds primarily used for insurance guarantees and administrative costs associated with the Guaranteed Lifetime Withdrawal Benefit · Flags units · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, focusing on the Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). The GLWB provides guaranteed lifetime income based on investments in Covered Funds, with no cash value or surrender value. The Contract is offered through GWFS Equities, Inc., the principal underwriter, and involves a Guarantee Benefit Fee. The previous filing pertained to a Group Fixed Deferred Annuity Certificate, indicating a shift in product structure and features.
2016-04-29 · 0000744455-16-000060
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company. The certificate provides guaranteed lifetime income based on investment in approved Covered Funds, with no cash value. It operates in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The certificate is sold through GWFS Equities, with a Guarantee Benefit Fee deducted quarterly. Key features include protection against longevity and income volatility risks, though performance of the Covered Fund and fee adjustments pose risks.
2016-04-29 · 0000744455-16-000059
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Guaranteed Income Annuity Contracts · Certificates issued pursuant to Guaranteed Income Annuity Contracts · Selling stockholders only · Use of proceeds No issuer proceeds; offering is by selling stockholders · Underwriters GWFS Equities, Inc.
The current S-1/A filing represents an amendment to the initial registration of securities by Empower Annuity Insurance Co of America (Great-West Life & Annuity Insurance Company) for the issuance of Group Fixed Deferred Annuity Certificates. The filing continues the offering of unsold securities from prior registrations (S-1 filings in 2009 and 2013) under Rule 415(a)(6), with a focus on guaranteed income products tied to Covered Funds. The Certificate provides lifetime income guarantees based on investment in specific mutual funds, subject to fees and conditions. The SEC has not approved these securities, and risks include tax uncertainties, termination for non-payment of fees, and lack of liquidity.
2016-04-22 · 0000744455-16-000053
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
Great-West SecureFoundation Group Fixed Deferred Annuity Certificate · Securities not issued in predetermined units · Use of proceeds general corporate purposes · Underwriters GWFS Equities, Inc.
Empower Annuity Insurance Co of America filed an S-1 registration statement to offer the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, targeting IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on Covered Fund performance, with no cash value. It includes a Guarantee Benefit Fee, subject to adjustment, and emphasizes novel tax considerations. The filing carries forward unsold securities from prior S-1 registrations (2009 and 2013).
2016-03-03 · 0001193125-16-491145
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing represents a notice of effectiveness for a securities offering, with identical details to the previous filing except for a minor variation in the file number (333-194437 vs. 333-194436). The company name listed is 'GREAT WEST LIFE & ANNUITY INSURANCE CO,' which differs from the stated company name 'Empower Annuity Insurance Co of America,' suggesting a potential discrepancy or unrelated entity.
2015-05-01 · 9999999995-15-001132
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a registration statement for Great West Life & Annuity Insurance Co, effective May 1, 2015. The document appears to be a standard Notice of Effectiveness for a securities offering, with no visible content beyond form headers and metadata.
2015-05-01 · 9999999995-15-001131
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The current filing is a Notice of Effectiveness for the Great-West SecureFoundation® Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The certificate provides guaranteed lifetime income tied to a Covered Fund, with no cash value or surrender value. It is marketed as a novel financial product, emphasizing its structure as a group annuity contract linked to investment options, and highlights risks related to market performance, tax implications, and lack of FDIC insurance. The document outlines terms for purchases, withdrawals, and distributions, while noting the absence of regulatory approval from the SEC or state agencies.
2015-05-01 · 9999999995-15-001125
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current filing describes the Great-West SecureFoundation® Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company. The certificate provides guaranteed lifetime income based on investments in approved Covered Funds, with no cash value or surrender value. It is marketed for retirement or non-retirement accounts, emphasizing protection against longevity and market risks. The certificate is novel, with tax implications dependent on IRS rulings, and includes a Guarantee Benefit Fee for insurance protections.
2015-05-01 · 0000744455-15-000022
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Guaranteed Lifetime Withdrawal Benefit (GLWB) · Underwriters GWFS Equities, Inc.
The current filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Contract for 403(b) retirement plans, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB). It outlines the structure of the contract, including guaranteed income based on Covered Fund performance, fees, and withdrawal rules. The document emphasizes risks related to market performance, tax uncertainties, and the novel nature of the product. It contrasts with a previous filing focused on IRA certificates, targeting individual retirement accounts instead of group plans.
2015-05-01 · 0000744455-15-000021
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific Covered Funds. The Certificate provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value. It operates in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The Guarantee Benefit Fee, deducted monthly, covers the insurance protection, with fees ranging between 0.70% and 1.5% annually. The filing emphasizes risks related to market performance, tax uncertainties, and the novel structure of the product.
2015-05-01 · 0000744455-15-000020
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current filing describes the Great-West SecureFoundation® Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company. The Certificate provides guaranteed lifetime income based on investments in approved funds, with no cash value. It outlines three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. Key features include a Guarantee Benefit Fee, risks related to market performance, and specific provisions for qualified and nonqualified certificates. The document emphasizes that the Certificate is not FDIC-insured and involves significant risks.
2014-05-02 · 0000744455-14-000012
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Use of proceeds To cover insurance protections and fees associated with the annuity certificate · Underwriters GWFS Equities, Inc.
The filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a product offered to IRA owners investing in specific mutual funds. It provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value. The Certificate is subject to a Guarantee Benefit Fee and involves risks related to market performance and tax uncertainties. The document outlines three phases: Accumulation, GAW, and Settlement, with protections against longevity and income volatility risks.
2014-05-02 · 0000744455-14-000011
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Underwriters GWFS Equities, Inc.
The current 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). The contract provides guaranteed lifetime income based on investments in specified mutual funds, with no cash value or surrender value. GWFS Equities, Inc. acts as the principal underwriter, and the document emphasizes risks related to tax uncertainty, fee volatility, and contract cancellation by the Plan Sponsor.
2014-05-02 · 0000744455-14-000010
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing became effective on May 1, 2014, as an S-1 form for GREAT WEST LIFE & ANNUITY INSURANCE CO. The filing relates to a securities offering, though specific details about the offering's scope, terms, or purpose are not provided in the text.
2014-05-01 · 9999999995-14-001279
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The company filed an S-1 registration statement on May 1, 2014, indicating preparation for a securities offering. This follows a previous POS AM filing for a different file number, suggesting ongoing regulatory submissions for potential public offering activities.
2014-05-01 · 9999999995-14-001278
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1 and marks the registration effective.
The current filing represents the effectiveness of a post-effective amendment (POS AM) for Great-West Life & Annuity Insurance Company's registration statement, transitioning from an S-1 filing. The document outlines the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a novel financial product tied to a Covered Fund, with no cash value or surrender value. The filing emphasizes risks related to market performance, tax implications, and lack of government insurance, while detailing the certificate's structure and distribution through GWFS Equities, Inc.
2014-05-01 · 9999999995-14-001266
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1 in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company · Group Fixed Deferred Annuity Certificate · Use of proceeds Proceeds are allocated to the Covered Fund as part of retirement or non-retirement accounts · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company relates to the issuance of Great-West SecureFoundation Group Fixed Deferred Annuity Certificates. These certificates provide guaranteed lifetime income based on investments in approved funds, with specific terms for withdrawals, death benefits, and tax implications. The filing builds on a prior S-1 registration from 2011, carrying forward unsold securities and associated fees.
2014-03-10 · 0001193125-14-089451
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Use of proceeds Use of proceeds not specified; offering consists of existing securities · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company relates to the issuance of the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). The contract allows plan sponsors to offer participants guaranteed lifetime income based on investments in specified Covered Funds, with terms including annual payments, withdrawal adjustments, and tax considerations. The filing carries forward unsold securities from a prior S-1 registration, reducing current registration fees to $0.
2014-03-07 · 0001193125-14-089443
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific mutual funds. It provides guaranteed lifetime income based on the investment in Covered Funds, with no cash value or surrender value. The certificate is underwritten by GWFS Equities, Inc., and includes risks related to market performance, tax uncertainties, and potential cancellation if fees or withdrawal conditions are not met.
2013-12-30 · 0001193125-13-487332
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The filing represents the effectiveness of Great-West Life & Annuity Insurance Company's registration statement for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate. The certificate is offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on investment in covered funds. The filing incorporates unsold securities from a prior 2009 registration, with no new securities registered here.
2013-12-27 · 9999999995-13-003683
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior 424B3 filing.
Group Fixed Deferred Annuity Certificate · Not issued in predetermined units · Use of proceeds Proceeds are used for the certificate's obligations · Underwriters GWFS Equities, Inc.
The current S-1/A filing amends the registration statement for Great-West Life & Annuity Insurance Company's Great-West SecureFoundation Group Fixed Deferred Annuity Certificate. The certificate is offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. The filing incorporates unsold securities from a prior registration and outlines terms for guaranteed annual withdrawals, termination risks, and tax uncertainties. GWFS Equities, Inc. serves as the principal underwriter.
2013-12-20 · 0001193125-13-480917
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing updates the corporate structure details in the prospectus, replacing the 'About Us' section with a revised description of Great-West's ownership chain, including the newly established Desmarais Family Residuary Trust's voting control over Power Corporation of Canada.
2013-10-29 · 0001193125-13-415504
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Group Fixed Deferred Annuity Contract · Flags foreign_private_issuer
The current 424B3 filing updates the 'About Us' section of the prospectus, detailing the ownership structure of Great-West Life & Annuity Insurance Company. It clarifies the subsidiary relationships, including Great-West's parent companies and the voting control of Power Corporation of Canada by the Desmarais Family Residuary Trust, established on October 8, 2013.
2013-10-29 · 0001193125-13-415501
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate
The current 424B3 filing supplements the May 1, 2013 prospectus for Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Certificate. It updates the 'About Us' section to clarify the company's ownership structure, emphasizing the Desmarais Family Residuary Trust's voting control over Power Corporation of Canada through a newly established trust. The filing reaffirms the Certificate's structure, risks, and terms outlined in the earlier S-1 registration statement.
2013-10-29 · 0001193125-13-415496
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
50,000,000 shares
Guaranteed Income Annuity Certificates · Certificates issued pursuant to Guaranteed Income Annuity Contracts · Use of proceeds Proceeds will be used for the issuance of guaranteed income annuity certificates · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company outlines the issuance of the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, targeting IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the performance of Covered Funds, with no cash value. It replaces the previous 424B3 filing, which focused on a Group Fixed Deferred Annuity Contract for Section 403(b) retirement plans. The S-1 emphasizes the Certificate's structure, including Guaranteed Annual Withdrawal (GAW) mechanisms, fee deductions, and termination risks.
2013-08-30 · 0001193125-13-354254
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract with Guaranteed Lifetime Withdrawal Benefit (GLWB) · Underwriters GWFS Equities, Inc.
The current 424B3 filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) to retirement plan participants. The GLWB provides guaranteed lifetime income based on investments in specified Covered Funds, with no cash value or surrender value. The contract is issued by Great-West Life & Annuity Insurance Company and sold through GWFS Equities, Inc., the principal underwriter. Key features include fee structures, withdrawal rules, and termination conditions for plan sponsors.
2013-05-03 · 0001193125-13-198620
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a structured product offering guaranteed lifetime income tied to a Covered Fund. It is marketed as a retirement vehicle with no cash value, subject to risks including market performance and tax uncertainties. The Certificate guarantees income based on the Covered Fund's performance and the age of the designated Covered Person, with fees deducted quarterly. It is not FDIC-insured or a bank deposit.
2013-05-03 · 0001193125-13-198540
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value or surrender value. It outlines three phases: accumulation, GAW (Guaranteed Annual Withdrawal), and settlement. The certificate is issued under a Group Contract by Great-West Life & Annuity Insurance Company, with GWFS Equities, Inc. as the principal underwriter.
2013-05-03 · 0001193125-13-198517
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing represents a Notice of Effectiveness for a Post-Effective Amendment (POS AM) submitted on May 1, 2013, for Great West Life & Annuity Insurance Co. The filing relates to a securities offering registered under SEC regulations, with a focus on updating prior disclosures without indicating significant new developments.
2013-05-01 · 9999999995-13-001305
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a securities offering by Great West Life & Annuity Insurance Co, dated May 1, 2013. The submission type (POS AM) and CIK remain consistent with the previous filing, but the file number differs, indicating potential updates to the offering details.
2013-05-01 · 9999999995-13-001297
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The current filing is a Notice of Effectiveness for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, effective May 1, 2013. This follows a previous 424B3 prospectus from December 2012, which detailed the Certificate's structure. The Certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value and significant risks tied to market performance and tax treatment.
2013-05-01 · 9999999995-13-001282
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company, provides guaranteed lifetime income based on investment in a Covered Fund. The Certificate has no cash value, no surrender value, and is subject to termination if Guarantee Benefit Fees are unpaid. It operates in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The Guarantee Benefit Fee, currently 1.00% annually, covers insurance protections and may vary within a 0.70%-1.50% range. The Certificate is not FDIC-insured, not a bank deposit, and is subject to market and tax risks.
2012-12-05 · 0001193125-12-491657
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing updates the termination provisions of the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, replacing sections related to the Group Contract and Certificate termination. Key changes include revised terms for termination by either Great-West or the Group Contract Owner, clarification on the impact of termination on Certificate contributions, and details on automatic termination scenarios such as IRA dissolution or inability to collect the Guarantee Benefit Fee.
2012-12-04 · 0001193125-12-490534
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Underwriters GWFS Equities, Inc.
The current filing describes the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, issued by Great-West Life & Annuity Insurance Company, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for 403(b) retirement plans. The GLWB provides guaranteed income for the life of a designated person based on investments in Covered Funds, with specific fees and conditions. The filing emphasizes risks, including tax uncertainties and termination risks if fees are not met.
2012-09-24 · 0001193125-12-401451
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The filing outlines the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a structured product offering guaranteed lifetime income tied to investment in specified Covered Funds. The Certificate, issued by Great-West Life & Annuity Insurance Company, is marketed as a retirement planning tool with no cash value, subject to fees and market risks. It is sold through GWFS Equities, Inc., with key features including a Guarantee Benefit Fee and protections against longevity and income volatility risks.
2012-09-24 · 0001193125-12-401448
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Guaranteed income for life based on investment in Covered Funds · Underwriters GWFS Equities, Inc.
The current filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company, designed for IRA owners investing in specific mutual funds. It provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value and no surrender value. The Certificate is part of a structured retirement product offering, emphasizing risk management for longevity and market volatility.
2012-09-24 · 0001193125-12-401430
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract · Underwriters GWFS Equities, Inc.
The current filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). It outlines the GLWB's structure, including guaranteed income based on Covered Fund performance, fee deductions, and termination conditions. Compared to the previous filing (focused on IRAs), this version targets plan sponsors and includes specific terms for group contracts.
2012-05-02 · 0001193125-12-204409
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing details the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, a novel retirement product offering guaranteed lifetime income based on investments in specified mutual funds. The Certificate provides protection against longevity and market risk but carries risks related to tax treatment, fee adjustments, and market performance. It is sold through GWFS Equities, Inc., with no cash value and strict withdrawal rules.
2012-05-02 · 0001193125-12-204406
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing provides a detailed prospectus for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The certificate offers guaranteed lifetime income based on investments in approved funds, with specific fees, risks, and conditions. It is structured in three phases: accumulation, GAW (guaranteed annual withdrawal), and settlement. The document emphasizes risks including market volatility, lack of FDIC insurance, and potential termination for non-payment of fees.
2012-05-02 · 0001193125-12-204393
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The filing confirms the effectiveness of a post-effective amendment (POS AM) for Great West Life & Annuity Insurance Co, dated May 1, 2012. The document relates to a securities registration statement, indicating regulatory approval for an offering. The filing replaces an earlier submission with a new file number, suggesting potential updates to the offering terms or regulatory requirements.
2012-05-01 · 9999999995-12-001341
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows EFFECT and marks the registration effective.
The Notice of Effectiveness for Great West Life & Annuity Insurance Co. was filed on May 1, 2012, indicating the registration statement became effective. The filing relates to a new securities offering under File Number 333-169563, following a prior filing under File Number 333-163244. The submission type (POS AM) remains unchanged.
2012-05-01 · 9999999995-12-001333
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness confirms the effectiveness of the Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The filing relates to a prospectus previously submitted under Form 424B3, detailing the certificate's structure, risks, and terms. The certificate provides guaranteed lifetime income tied to a Covered Fund but has no cash value and is subject to specific conditions.
2012-05-01 · 9999999995-12-001319
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Underwriters GWFS Equities, Inc.
The current 424B3 filing serves as a prospectus for the Great-West SecureFoundation Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company. The certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It is structured in three phases: Accumulation, GAW (Guaranteed Annual Withdrawal), and Settlement. The certificate is sold through GWFS Equities, Inc., with a Guarantee Benefit Fee deducted quarterly. Key features include protection against longevity and income volatility risks, though it is not FDIC-insured or guaranteed by a bank.
2011-12-09 · 0001193125-11-336720
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The Notice of Effectiveness confirms the registration of Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Certificate under Form S-1, allowing the offering to proceed. The certificate provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It is marketed through GWFS Equities, Inc., with risks including dependence on fund performance and lack of regulatory approval.
2011-12-05 · 9999999995-11-003454
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
Group Fixed Deferred Annuity Certificate · Use of proceeds For investment in the Covered Fund · Underwriters GWFS Equities, Inc.
The current S-1/A filing by Great-West Life & Annuity Insurance Company amends its earlier S-1 registration statement for the issuance of Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificates. The filing outlines the structure of the certificate, which provides guaranteed lifetime income based on investments in a Covered Fund, with no cash value or surrender value. It emphasizes the novel nature of the product, risks related to fund performance, and tax considerations. The amendment includes additional disclosures and structural details compared to the initial filing.
2011-11-17 · 0001193125-11-315829
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company · Underwriters GWFS Equities, Inc.
The current S-1 filing details the issuance of the SecureFoundation SM Group Fixed Deferred Annuity Certificate by Great-West Life & Annuity Insurance Company. The Certificate, tied to a Covered Fund, provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value. It replaces the previous 424B3 filing, which focused on a Group Fixed Deferred Annuity Contract with a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans. The S-1 emphasizes individual and non-retirement account purchases, with specific phases (Accumulation, GAW, Settlement) and fees like the Guarantee Benefit Fee.
2011-07-08 · 0001193125-11-185033
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Contract with Guaranteed Lifetime Withdrawal Benefit · Underwriters GWFS Equities, Inc.
The current 424B3 filing serves as a definitive prospectus for Great-West Life & Annuity Insurance Company's Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for 403(b) retirement plans. The GLWB provides guaranteed lifetime income based on investments in specified mutual funds, with fees deducted monthly from the Covered Fund Value. The previous EFFECT filing (S-1) likely related to the initial registration of the offering, while the current document details specific terms, risks, and operational mechanics of the GLWB.
2011-05-23 · 0001193125-11-147707
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness for Form S-1 by Great West Life & Annuity Insurance Co. confirms the registration of the SecureFoundation Group Fixed Deferred Annuity Certificate. The Certificate is offered to IRA owners investing in Covered Funds, providing guaranteed lifetime income based on the Covered Person's age. It has no cash value and is underwritten by GWFS Equities, Inc.
2011-05-16 · 9999999995-11-001557
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
SecureFoundation SM Group Fixed Deferred Annuity Certificate issued by Great-West Life & Annuity Insurance Company · Underwriters GWFS Equities, Inc.
The current 424B3 filing provides a detailed prospectus for the Great-West SecureFoundation SM Group Fixed Deferred Annuity Certificate, offered to IRA owners investing in specific Maxim SecureFoundation mutual funds. The certificate guarantees lifetime income based on the Covered Fund's performance, with no cash value or surrender value. It outlines three phases: accumulation, GAW (Guaranteed Annual Withdrawal), and settlement. The previous EFFECT filing was a simple notice of effectiveness for the same registration.
2011-05-04 · 0001193125-11-126166
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The filing marks the effectiveness of a registration statement for Great-West Life & Annuity Insurance Company's Guaranteed Income Annuity Contracts, specifically the SecureFoundation SM Group Fixed Deferred Annuity Contract. The offering targets retirement plan sponsors under Section 403(b) of the IRS code, featuring a Guaranteed Lifetime Withdrawal Benefit (GLWB) tied to investments in specified mutual funds. The contract provides lifetime income guarantees but has no cash value or surrender value.
2011-05-02 · 9999999995-11-001327
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior 424B3 filing.
Group Fixed Deferred Annuity Contract · Underwriters GWFS Equities, Inc.
Empower Annuity Insurance Co of America's S-1/A filing outlines the registration of its SecureFoundation SM Group Fixed Deferred Annuity Contract, designed for retirement plans under Section 403(b). The contract provides a Guaranteed Lifetime Withdrawal Benefit (GLWB) tied to investments in specified Covered Funds. Key features include no cash value, guaranteed income based on Covered Person's life expectancy, and fees deducted from fund values. The filing emphasizes the novel structure of the GLWB and potential tax uncertainties.
2011-04-21 · 0001193125-11-105372
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
available class of share
The current filing supplements the prospectus for Empower Annuity Insurance Co of America's Group Fixed Deferred Annuity Certificate, adding four new Maxim SecureFoundation SM Lifetime Portfolios (2020, 2030, 2040, 2050) and transitioning all portfolios to Class L shares with a distribution plan. Previous filings included different portfolio timelines and Class G/G1 shares, with a Fitch rating downgrade noted in an earlier supplement.
2011-02-02 · 0000744455-11-000007
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows FWP and confirms the priced prospectus.
Class G and Class G1 shares
The current 424B3 filing updates the description of the Maxim SecureFoundation SM Lifetime Portfolios, detailing their structure as 'fund of funds' investing in mutual funds, fixed interest contracts, and cash equivalents. It also notes a Fitch Ratings downgrade of Great-West Life & Annuity Insurance Company's financial strength rating from AA+ to AA, effective December 16, 2010. The supplement replaces prior portfolio descriptions and highlights fee structures for Class G1 shares.
2011-01-18 · 0000744455-11-000005
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1 and supplements the active offering with updated prospectus details.
The current FWP filing by Great-West Life & Annuity Insurance Company (now Empower Annuity Insurance Co of America) relates to a guaranteed lifetime withdrawal benefit (GLWB) product for 403(b) retirement plans. The filing references an article published in Pensions & Investments, which discusses the GLWB as an alternative to traditional defined benefit plans, particularly for hospitals facing funding challenges. The document highlights the product's features, including guaranteed lifetime distributions and risk management strategies, while noting the SEC has not yet approved the offering.
2010-11-30 · 0000744455-10-000029
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows 424B3 in the pre-IPO sequence.
Group Fixed Deferred Annuity Contract with Guaranteed Lifetime Withdrawal Benefit (GLWB) · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company outlines the SecureFoundation SM Group Fixed Deferred Annuity Contract, offering a Guaranteed Lifetime Withdrawal Benefit (GLWB) for retirement plans under Section 403(b). The contract provides guaranteed lifetime income based on investments in specified mutual funds, with no cash value or surrender value. It emphasizes tax uncertainties, risks tied to fund performance, and structural details for plan sponsors and participants.
2010-09-24 · 0001104659-10-049810
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows EFFECT and confirms the priced prospectus.
Group Fixed Deferred Annuity Certificate · Use of proceeds Proceeds are used to cover the insurance protections provided by the certificate · Underwriters GWFS Equities, Inc.
The current 424B3 filing serves as a final prospectus for Empower Annuity Insurance Co of America's SecureFoundation SM Group Fixed Deferred Annuity Certificate, issued by Great-West Life & Annuity Insurance Company. The certificate is offered to IRA owners investing in specific Maxim SecureFoundation mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. It emphasizes no cash value, tax uncertainties, and risks tied to market volatility and withdrawal policies.
2010-08-27 · 0001193125-10-199643
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows S-1/A and marks the registration effective.
The filing marks the effectiveness of Great-West Life & Annuity Insurance Company's registration statement for the SecureFoundation SM Group Fixed Deferred Annuity Certificate. The certificate is offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on investment in Covered Funds. The document highlights the certificate's structure, risks, and terms, including no cash value, tax uncertainties, and reliance on the issuer's financial strength.
2010-08-25 · 9999999995-10-002547
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior FWP filing.
Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
Great-West Life & Annuity Insurance Company is offering the SecureFoundation Group Fixed Deferred Annuity Certificate to IRA owners investing in specific mutual funds. The certificate provides guaranteed lifetime income based on the Covered Fund's performance, with no cash value and fees deducted monthly. It is structured under a group contract with Orchard Trust, LLC, and involves complex risk factors related to tax treatment and investment performance.
2010-08-17 · 0001193125-10-191351
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows FWP and supplements the active offering with updated prospectus details.
The current filing is an issuer free writing prospectus published by Human Resource Executive Online, referencing Great-West Life & Annuity Insurance Company's offering. It highlights the SecureFoundation annuity product, which provides guaranteed lifetime income with portability features. The article includes quotes from Charles Nelson, President of Great-West Retirement Services, and emphasizes the product's ability to allow plan sponsors to switch recordkeepers without losing benefits. The filing warns that the article's statements are not endorsed by the company and advises investors to consult the registration statement and prospectus.
2010-03-03 · 0000744455-10-000011
FWP
supplemental
Free writing prospectus
Prospectus supplement or marketing filing that often updates active offering terms.
Follows S-1/A and supplements the active offering with updated prospectus details.
The current FWP filing by Great-West Life & Annuity Insurance Company references a media article about its SecureFoundation annuity product, which offers guaranteed lifetime income for retirement plans. The article, published by Ignites.com, highlights the product's portability features and cost structure, though the company disclaims endorsement of the article's content. The filing relates to an earlier S-1 registration statement for an offering of group fixed deferred annuity certificates, which includes details about the SecureFoundation product's terms, risks, and investment options.
2010-02-16 · 0000744455-10-000006
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
SecureFoundation SM Group Fixed Deferred Annuity Certificate · Underwriters GWFS Equities, Inc.
Empower Annuity Insurance Co of America (Great-West Life & Annuity Insurance Company) is offering SecureFoundation SM Group Fixed Deferred Annuity Certificates to IRA owners investing in specific mutual funds. The certificates provide guaranteed lifetime income based on investments in covered funds, with no cash value or surrender value. Payments depend on meeting conditions outlined in the Group Contract, and the certificate is structured with accumulation, GAW (Guaranteed Annual Withdrawal), and settlement phases. The offering is underwritten by GWFS Equities, Inc.
2010-02-09 · 0000744455-10-000004
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows EFFECT in the pre-IPO sequence.
Gross proceeds $50,000,000
Guaranteed Income Annuity Contracts · Certificates issued pursuant to Guaranteed Income Annuity Contracts · Use of proceeds To fund the guaranteed income annuity contracts · Underwriters GWFS Equities, Inc.
The current S-1 filing by Great-West Life & Annuity Insurance Company details the issuance of SecureFoundation SM Group Fixed Deferred Annuity Certificates. These certificates are offered to IRA owners investing in specific mutual funds, providing guaranteed lifetime income based on the Covered Fund's performance. The certificates have no cash value, are non-transferable, and are underwritten by GWFS Equities, Inc. The filing emphasizes the novel structure of the annuity, tax uncertainties, and risks associated with the product's guarantees.
2009-11-20 · 0000744455-09-000023
EFFECT
effective
SEC effectiveness notice
SEC declared the registration statement effective, allowing the offering to proceed.
Follows 424B3 and marks the registration effective.
The Notice of Effectiveness confirms the supplement (424B3) dated January 24, 2007, which updated the prospectus to use Bloomberg Professional for U.S. Treasury Strip ask side yield rates instead of the Wall Street Journal. The effectiveness date is May 1, 2007.
2007-05-01 · 9999999995-07-001687
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing updates the source of U.S. Treasury Strip ask side yield rates from the Wall Street Journal to The Bloomberg Professional for the Schwab Select Annuity. This change affects Appendix B of the prospectus, replacing all references to the Wall Street Journal with Bloomberg Professional. The supplement is effective immediately and must be read with the May 1, 2006 prospectus.
2007-01-24 · 0000744455-07-000003
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing updates the Schwab Select Annuity prospectus to add 14 new investment portfolios and discontinue one- and two-year Guarantee Periods, replacing them with three- to ten-year terms. Key revisions include detailed descriptions of new portfolios, performance data, and updated sections on the Series Account and Guarantee Period Fund.
2003-05-30 · 0000744455-03-000014
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
This filing supplements the prospectus for the Schwab Select Annuity, adding 14 new investment portfolios and discontinuing one- and two-year Guarantee Periods. Effective June 2, 2003, Guarantee Periods are now limited to three to ten years, with updated disclosures in the prospectus regarding portfolio details, performance data, and market value adjustments.
2003-05-23 · 0000744455-03-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Variable and Fixed Annuity Contract
The current 424B3 filing describes the Schwab Select Annuity, a flexible premium deferred variable and fixed annuity issued by Great-West Life & Annuity Insurance Company. It allows tax-deferred accumulation through variable investments in portfolios and fixed Guarantee Period Fund options. Compared to the previous Schwab Fixed Annuity filing, this version introduces variable account options with Sub-Accounts and eliminates sales/surrender charges, while retaining key features like Market Value Adjustments and no FDIC guarantees.
2003-05-05 · 0000744455-03-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Schwab Fixed Annuity · Use of proceeds To support the issuance and administration of the Schwab Fixed Annuity
The Schwab Fixed Annuity is a flexible premium deferred fixed annuity issued by Great-West Life & Annuity Insurance Company, offering tax-deferred growth through the Guarantee Period Fund. It allows investors to allocate contributions to fixed interest-rate periods, subject to market value adjustments and surrender charges. The product is distributed by Charles Schwab & Co., Inc., and includes options for annuity payouts or periodic withdrawals. The prospectus highlights risks such as interest rate fluctuations, principal loss, and lack of government guarantees.
2003-05-02 · 0000744455-03-000009
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing is a prospectus for The Schwab Fixed Annuity, a flexible premium deferred fixed annuity issued by Great-West Life & Annuity Insurance Company and distributed by Charles Schwab & Co., Inc. It allows tax-deferred accumulation through the Guarantee Period Fund, which offers fixed interest rates for specified periods. Key features include Market Value Adjustments, surrender charges, and a free look period. The annuity is available for non-qualified or IRA investments.
2002-05-01 · 0000744455-02-000014
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Flexible premium deferred variable and fixed annuity contract
The current 424B3 filing describes the Schwab Select Annuity, a flexible premium deferred variable and fixed annuity contract issued by Great-West Life & Annuity Insurance Company. It allows investments in variable sub-accounts and a fixed Guarantee Period Fund, offering tax-deferred growth. Compared to the previous Schwab Fixed Annuity filing, this version includes expanded variable investment options, detailed portfolio listings, and enhanced disclosures on market value adjustments and risk factors.
2002-05-01 · 0000744455-02-000013
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
Flexible premium deferred fixed annuity · Use of proceeds For retirement or long-term purposes · Underwriters Charles Schwab & Co., Inc.
The Schwab Fixed Annuity is a flexible premium deferred fixed annuity offered by Great-West Life & Annuity Insurance Company, distributed by Charles Schwab & Co., Inc. It allows tax-deferred accumulation of assets for retirement, with options to allocate funds into Guarantee Periods offering fixed interest rates. Key features include surrender charges, market value adjustments, and various payout options. The product is not insured by FDIC or government agencies and may not be available in all states.
2001-05-04 · 0000744455-01-500002
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The provided text does not contain the actual content of the IPO filing for Empower Annuity Insurance Co of America. It appears to be a directory listing or website code related to SEC EDGAR system files, with no substantive information about the company's filing, financials, or offering details.
2000-05-01 · 0000744455-00-000011
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing appears to be a directory listing or placeholder for EDGAR data, with no substantive content related to Empower Annuity Insurance Co of America's IPO. The text contains HTML templates, website navigation elements, and metadata, but no financial, operational, or offering details.
1999-05-04 · 0000744455-99-000012
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The current filing for Empower Annuity Insurance Co of America (Form 424B3) appears to be a directory listing from the SEC's EDGAR database, with no visible substantive content related to the IPO. The text provided includes HTML code for a website, likely referencing the SEC's filings page, but no specific details about the company's financials, offering terms, or disclosures are present.
1999-05-04 · 0000744455-99-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The filing appears to be a directory listing from the SEC's EDGAR database, referencing a 424B3 form dated May 5, 1998, for Empower Annuity Insurance Co of America. The text provided does not include the actual filing content, only website navigation elements and technical metadata.
1998-05-05 · 0000744455-98-000010
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows 424B3 and confirms the priced prospectus.
The provided text appears to be a directory listing and website code from the SEC's EDGAR database, with no visible IPO filing content for Empower Annuity Insurance Co of America. The 424B3 form date (1998-05-01) is listed, but no substantive filing details are included.
1998-05-01 · 0000744455-98-000009
424B3
priced
Final prospectus
Final prospectus filed near launch with final deal terms.
Follows S-1/A and confirms the priced prospectus.
The filing appears to be a directory listing of EDGAR archive contents rather than a substantive IPO document. No visible content related to Empower Annuity Insurance Co of America's 424B3 filing from 1997-07-02 is present, suggesting either a corrupted file or incorrect document retrieval.
1997-07-02 · 0000906287-97-000174
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1/A filing.
The filing text for Empower Annuity Insurance Co of America's S-1/A appears to be unavailable or improperly extracted, as the provided content consists of HTML directory listings and website navigation elements rather than the actual securities filing. No substantive information about the company, its operations, or the IPO offering is present.
1996-11-01 · 0000744455-96-000008
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
The current S-1/A filing for Empower Annuity Insurance Co of America appears to be a placeholder or corrupted document, as the provided text contains only HTML code, directory listings, and technical infrastructure details without substantive financial or operational information about the company or its IPO plans.
1996-10-29 · 0000744455-96-000005
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
Follows S-1/A in the pre-IPO sequence.
The current filing for Empower Annuity Insurance Co of America (S-1) appears to be a placeholder or directory listing from the SEC's EDGAR archive. No substantive IPO-related content, financial data, or operational details are visible in the provided text, which consists primarily of HTML code and file directory listings.
1996-09-06 · 0000744455-96-000003
S-1/A
amended
Amended registration statement
Updated registration statement filed after SEC comments or deal changes.
Updates the prior S-1 filing.
The filing represents an amended S-1 registration statement for Empower Annuity Insurance Co of America, though no substantive content from the actual filing is provided in the retrieved data. The document appears to be a directory listing of EDGAR archive files, with no visible details about the company's financials, business operations, or offering terms.
1996-08-02 · 0000744455-96-000002
S-1
filed
Initial registration statement
Initial public filing submitted to start the SEC review process.
First tracked pre-IPO filing for this issuer.
The current filing for Empower Annuity Insurance Co of America is an S-1 registration statement from February 23, 1996. However, the provided text contains only website infrastructure code, directory listings, and technical metadata, with no visible content related to the company's financials, business operations, or IPO details.
1996-02-23 · 0000744455-96-000001
Comparable Deals
Not enough completed IPOs with similar characteristics to show comparables yet.
Recent News
No recent news stored for this issuer.