Company

MDJM LTD

Real Estate Agents & Managers (For Others) · UOKAF

follow-on priced Nasdaq EFFECT

Filing Timeline

SEC EDGAR

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

MDJM LTD's Notice of Effectiveness confirms the availability for sale of 4,280,000 Units, each containing one Class A Ordinary Share and one Series A Warrant, with a public offering price of $1.40 per Unit. The offering includes a zero cash exercise price option for warrants, leading to potential issuance of up to 14,766,000 Class A Ordinary Shares. The filing also references prior dual class restructuring and share capital increase, along with risks related to delisting, liquidity, and dilution.

2026-03-11 · 9999999995-26-000799

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

MDJM LTD is offering 4,280,000 units, each consisting of one Class A ordinary share and one Series A warrant to purchase a Class A share, at $1.40 per unit. The Series A warrants include a zero cash exercise price option, allowing holders to receive 1.5x shares upon exercise. The offering includes up to 12,840,000 underlying shares, with potential additional shares from an underwriter's over-allotment option. The company, a Cayman Islands entity, operates through UK subsidiaries and faces risks related to UK regulatory, political, and economic conditions.

2026-02-11 · 0001104659-26-012910

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows F-1 and marks the registration effective.

MDJM LTD's Form F-1 registration statement became effective on February 9, 2026, marking the completion of its IPO process. The filing includes detailed financial disclosures, including comprehensive income, equity adjustments, and asset-related data, with references to restatements and pro forma financials.

2026-02-09 · 9999999995-26-000482

F-1 filed

Initial foreign registration statement

Initial public filing for a foreign issuer submitted to start the SEC review process.

Follows DRS in the pre-IPO sequence.

MDJM LTD is conducting an IPO offering units consisting of Class A Ordinary Shares and Series A Warrants, with detailed terms including exercise price resets, zero-cash exercise options, and underwriter over-allotment provisions. The offering structure involves simultaneous issuance of shares and warrants, with potential significant dilution from warrant exercises.

2026-01-26 · 0001104659-26-006593

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

MDJM LTD is offering units consisting of Class A ordinary shares and Series A warrants, with a zero-cash exercise option for warrants that could result in significant dilution. The filing includes details on a dual-class share structure, share capital increase, and terms for pre-funded warrants. The company is transitioning from a shelf registration (F-3) to a full IPO registration (F-1), with no established trading market for the securities.

2025-12-05 · 0001104659-25-118804

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing for MDJM LTD (CIK: 0001741534) is a Notice of Effectiveness for Form F-3, dated October 30, 2024. The filing confirms the effectiveness of the company's registration statement, consistent with the previous F-3 filing from March 6, 2023. No substantive changes to the filing type, company details, or registration scope are evident from the provided text.

2024-10-30 · 9999999995-24-003321

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 8-A12B and marks the registration effective.

MDJM LTD's current filing confirms the effectiveness of its registration statement on Form F-3, enabling the company to offer securities to the public. This follows an earlier 8-A12B filing from 2018, which focused on registering ordinary shares on NASDAQ. The transition to Form F-3 suggests a shift in the company's securities offering strategy, likely involving a shelf registration for greater flexibility.

2023-03-06 · 9999999995-23-000523

8-A12B effective

Exchange Act registration

Registration filed to list the securities under the Exchange Act ahead of trading.

Follows EFFECT and registers the class of securities for exchange listing.

MDJM LTD filed Form 8-A12B to register ordinary shares on NASDAQ, referencing its prior F-1 registration statement and prospectus. The filing confirms the company's intent to list shares under Section 12(b) of the Securities Exchange Act, with no additional securities registered on NASDAQ and no Section 12(g) registration involved.

2018-12-18 · 0001144204-18-065131

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

MDJM LTD filed a Notice of Effectiveness for its IPO on November 13, 2018, offering 1.2-1.6 million ordinary shares at $5 per share. The offering includes commissions to the underwriter, with proceeds intended for listing on NASDAQ under the symbol MDJH. The company is an emerging growth company with reduced reporting requirements and highlights significant risks, including potential loss of investment.

2018-11-13 · 9999999995-18-002873

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

MDJM Ltd. is conducting an initial public offering (IPO) of 1.2 to 1.6 million ordinary shares at $5.00 per share, with proceeds ranging from $5.58 million to $7.44 million after underwriting fees. The shares are intended for listing on NASDAQ under the symbol MDJH. The offering is subject to a minimum funding threshold of $6 million, with proceeds held in an escrow account until the target is met. The company, an emerging growth company, faces risks including market volatility, regulatory changes, and reliance on underwriter efforts.

2018-10-01 · 0001144204-18-051785

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows F-1/A and marks the registration effective.

MDJM LTD filed a Form F-1 registration statement with the SEC, effective September 28, 2018, initiating its initial public offering (IPO) of ordinary shares. The offering aims to raise up to $8 million through the sale of 1.6 million shares at $5 per share, with underwriter fees and warrants included. The company seeks listing on the NASDAQ Capital Market under the symbol MDJH, contingent on meeting minimum offering requirements. No public market exists for its shares, and the offering is subject to risks including market volatility and regulatory conditions.

2018-09-28 · 9999999995-18-002499

F-1/A amended

Amended foreign registration statement

Updated foreign registration statement filed after SEC comments or deal changes.

Updates the prior F-1/A filing.

MDJM LTD is conducting an initial public offering (IPO) of ordinary shares, with a minimum offering of 1.2 million shares and a maximum of 1.6 million shares at $5 per share. The company, an emerging growth entity, seeks to list on the NASDAQ Capital Market under the symbol MDJH. The offering includes underwriter warrants and is contingent on meeting listing requirements. Proceeds will be used for working capital and general corporate purposes, with risks including market volatility, regulatory challenges, and reliance on its variable interest entity (VIE) structure in China.

2018-09-20 · 0001144204-18-050083

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows F-1 and supplements the active offering with updated prospectus details.

The current FWP filing outlines MDJM Ltd.'s proposed initial public offering (IPO) of ordinary shares, referencing the Registration Statement on Form F-1. It details the offering size (1.2M-1.6M shares at $5 per share), use of proceeds for marketing, recruitment, IT enhancements, and working capital, and identifies Network 1 Financial Securities, Inc. as the underwriter. The filing emphasizes preliminary information subject to change, with a focus on the company's real estate services in China.

2018-09-07 · 0001144204-18-048505

F-1/A amended

Amended foreign registration statement

Updated foreign registration statement filed after SEC comments or deal changes.

Updates the prior FWP filing.

MDJM Ltd. is conducting an initial public offering (IPO) of 1,200,000 to 1,600,000 ordinary shares at $5 per share, aiming to raise $6 million to $8 million. The company operates through a variable interest entity (VIE) in China, providing primary real estate agency services, consulting, and training. The offering includes underwriter warrants and is subject to regulatory approvals. The shares are intended to be listed on NASDAQ under the symbol MDJH.

2018-09-07 · 0001144204-18-048473

F-1 filed

Initial foreign registration statement

Initial public filing for a foreign issuer submitted to start the SEC review process.

Follows DRS/A in the pre-IPO sequence.

MDJM LTD, a Cayman Islands-registered company, is conducting an initial public offering (IPO) of ordinary shares through a firm commitment underwriting. The company operates as an integrated real estate services provider in China, offering primary real estate agency services, consulting, and training. The IPO aims to raise up to $9 million, with shares priced in a range to be determined. The prospectus highlights risks related to regulatory changes, competition, and reliance on key personnel, while noting the company's status as an emerging growth company with reduced reporting requirements.

2018-08-13 · 0001144204-18-044079

DRS/A amended

Amended draft registration statement

Updated draft registration filed before the public launch.

Updates the prior DRS filing.

MDJM LTD filed an amended registration statement (DRS/A) for its initial public offering (IPO) on Form F-1, updating details about the offering structure, underwriting terms, and risk disclosures. The filing emphasizes the company's role as an emerging growth company, its reliance on contractual arrangements in China, and the risks associated with the IPO process, including market conditions and regulatory compliance.

2018-07-11 · 0001144204-18-037993

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

First tracked pre-IPO filing for this issuer.

MDJM LTD is an emerging growth company offering ordinary shares in its initial public offering (IPO), aiming to list on the Nasdaq Capital Market. The company operates as a real estate services provider in China, focusing on primary real estate agency, consulting, and training services. Prior to this offering, there was no public market for its shares, and the offering is contingent on meeting a minimum fundraising threshold. The prospectus highlights significant risks, including the potential loss of investment, regulatory challenges, and currency exchange fluctuations.

2018-05-29 · 0001144204-18-031325