Datavault AI Inc.

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has received notice of effectiveness for its S-3 registration statement, effective March 25, 2026. The filing permits the company to offer up to $1 billion in securities, including common stock, preferred stock, debt, warrants, rights, and units. The company's common stock is listed on Nasdaq under 'DVLT', with a recent closing price of $0.73 as of February 12, 2026. The prospectus highlights risks associated with investing in the securities, referencing a dedicated 'Risk Factors' section.

2026-03-25 · 9999999995-26-000931

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

Datavault AI Inc. has submitted a confidential draft registration statement (DRS) under Form S-3 for potential securities offerings, including common stock, preferred stock, debt, and warrants, with an aggregate value up to $1 billion. This filing precedes the company's initial public offering (IPO) and is not yet effective, contrasting with the previous Notice of Effectiveness (EFFECT) filing in September 2025, which indicated SEC approval of a prior registration. The current DRS outlines the company's intent to offer securities in multiple tranches, with terms to be detailed in future supplements.

2026-02-13 · 0001104659-26-015170

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. filed an S-3 form with the SEC, achieving effectiveness on September 23, 2025. This follows a prior S-3 filing on September 12, 2025, indicating procedural progress in the IPO process. The company remains in the pre-offering phase, with no substantive operational or financial details disclosed in the filings.

2025-09-23 · 9999999995-25-003073

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has filed an effective Form S-3 registration statement for the resale of up to 5,300,000 shares of common stock issued under an asset purchase agreement with CompuSystems, Inc. The filing outlines the resale terms by selling stockholders, notes the company's Nasdaq listing, and references risk factors without detailed specifics. The offering will terminate upon full resale or compliance with Rule 144.

2025-09-12 · 9999999995-25-002949

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

On August 27, 2025, Datavault AI Inc. confidentially submitted a draft registration statement on Form S-3 (DRS) to the SEC. The filing indicates the proposed sale to the public will occur from time to time after the effective date of the registration statement. No substantive business or offering terms are included in the provided excerpt beyond form/filing metadata and placeholders.

2025-08-27 · 0001104659-25-084025

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

SEC Notice of Effectiveness for Datavault AI Inc.’s S-3 registration statement became effective on July 11, 2025 at 5:30 P.M. for file number 333-288596.

2025-07-11 · 9999999995-25-002243

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has filed an S-3 registration statement for the resale of 22,728,368 shares of common stock issuable upon exercise of warrants. The offering includes shares from September 2024, February 2025, and April 2025 warrant issuances, with potential gross proceeds of ~$23.77 million if fully exercised. The company is registering these shares on behalf of selling stockholders, who will resell them at market prices. The filing becomes effective on July 9, 2025, and the stock is listed on Nasdaq under DVLT.

2025-07-09 · 9999999995-25-002214

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after DRS.

The current filing represents a prospectus for the resale of 22,728,368 shares of common stock issuable upon exercise of various warrants, including September 2024 Warrants, Placement Agent Warrants, and 2025 Investor Warrants. This differs from the previous filing, which appeared to outline a broader $250 million offering framework without specific warrant details. The current filing emphasizes resale by Selling Stockholders rather than a primary offering.

2025-05-09 · 0001104659-25-046842

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

Datavault AI Inc. has submitted a confidential draft registration statement (DRS) for potential securities offerings, including common stock, preferred stock, debt securities, and other instruments, with an aggregate offering price up to $250 million. The filing is not yet public and remains under review by the SEC, with the company planning to offer securities from time to time through traditional or uncertificated forms. The draft follows a previous effectiveness notice (EFFECT) for a similar S-3 registration, indicating ongoing preparatory steps for a public offering.

2025-04-25 · 0001104659-25-039523

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. filed an S-3 registration statement on February 14, 2025, following a previous S-1 filing for WISA TECHNOLOGIES, INC. on June 25, 2024. The current filing indicates a transition from a preliminary registration (S-1) to a final effectiveness notice (S-3), with the company name changed and a new file number assigned.

2025-02-14 · 9999999995-25-000477

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The current filing is a Notice of Effectiveness for the S-1 registration statement, confirming its effectiveness as of June 25, 2024. The previous S-1 was filed on June 14, 2024, and the current filing indicates the registration is now effective.

2024-06-25 · 9999999995-24-001955

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

WiSA Technologies, Inc. filed an S-1 registration statement to register up to 4,323,338 shares of common stock issuable upon exercise of various warrants issued in March-May 2024. The filing includes details about the company's reverse stock split on April 12, 2024, and conditions for warrant exercisability pending Nasdaq shareholder approval.

2024-06-14 · 0001104659-24-071821

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

Datavault AI Inc. filed a Notice of Effectiveness for its Form S-3 registration statement on April 18, 2024, indicating the securities covered by the registration are now effective. The filing updates Exhibit 5.1 to reference an increased number of securities compared to the previous S-1/A filing from February 13, 2024. The company, previously known as WiSA Technologies, Inc., is finalizing its IPO registration with minimal substantive changes beyond exhibit updates.

2024-04-18 · 9999999995-24-001035

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows S-1/A and confirms the priced prospectus.

WiSA Technologies, Inc. is offering 23,734,000 units (each containing one share of common stock and one warrant) and 130,106,000 pre-funded units (each with a pre-funded warrant and a warrant) at a public price of $0.065 per unit. The offering includes detailed terms for placement agent fees, proceeds to the company, and securities registration. The company emphasizes its wireless audio technology for home theater systems and outlines risks related to market liquidity and dependence on third-party distribution.

2024-02-13 · 0001104659-24-017183

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior EFFECT filing.

Datavault AI Inc. filed a post-effective amendment (S-1/A) to its registration statement, updating Exhibit 5.1 to reference an increased number of securities. The amendment does not alter other provisions of the registration statement, except for Item 16 of Part II. The offering details, including the structure of units, warrants, and pre-funded units, remain unchanged from the previous 424B4 filing.

2024-02-13 · 0001104659-24-016888

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The SEC filing is a Notice of Effectiveness for the company’s Form S-1 (CIK 0001682149; File No. 333-276631). The registration statement became effective on February 12, 2024 at 9:00 A.M. The document does not include substantive new business disclosure; it primarily confirms effectiveness for the previously filed S-1/A registration statement.

2024-02-12 · 9999999995-24-000390

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. is conducting an IPO offering up to 100,000,000 units (each containing one share of common stock and one warrant) and 100,000,000 pre-funded units (containing pre-funded warrants and warrants). The offering price is $0.10 per unit, with securities to be issued in a single closing. Key features include warrant exercise price resets tied to reverse stock splits, stockholder approval requirements for share issuance, and no guaranteed market liquidity. The company has engaged Maxim Group LLC as its exclusive placement agent.

2024-02-09 · 0001104659-24-012661

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. is offering up to 100,000,000 units, each consisting of one share of common stock and one warrant, at $0.10 per unit. Pre-funded units are also available for investors exceeding ownership thresholds. The offering requires stockholder approval for warrant exercises and includes a reset mechanism for warrant exercise prices following a reverse stock split. The company anticipates a single closing with no established trading market for the securities.

2024-02-08 · 0001104659-24-011970

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. is conducting an IPO with an offering of up to 100,000,000 Units, each containing one share of common stock and one warrant. The offering price is set at $0.10 per Unit, tied to the company's Nasdaq closing price. Pre-Funded Units are also offered to address ownership thresholds. Warrants include an exercise price reset mechanism following a reverse stock split, contingent on stockholder approval. The company plans to use Maxim Group LLC as the exclusive placement agent with a 7% fee.

2024-02-05 · 0001104659-24-010765

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

WiSA Technologies, Inc. is conducting an IPO offering up to [__] units, each consisting of one share of common stock and one warrant, with potential pre-funded units for investors exceeding ownership thresholds. The offering includes a fixed price, single closing, and no established public trading market for the securities. The company is transitioning from previous preferred stock offerings (424B4) to a common stock and warrant structure, with revised terms for warrants and pre-funded units.

2024-01-19 · 0001104659-24-005285

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Datavault AI Inc. is offering 87,000 units (each consisting of one share of Series B Convertible Preferred Stock and two preferred warrants) via a best-efforts offering. The public offering price is $55 per unit, with proceeds expected to total $4.49 million. The filing reflects adjustments to the offering structure, including a reduced unit count compared to the previous S-1/A filing, specific details on PIK dividends, and updated conversion pricing tied to October 13, 2023. The company emphasizes its wireless audio technology and recent strategic initiatives, including an acquisition target and IP development.

2023-10-17 · 0001104659-23-109475

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Datavault AI Inc. has received effectiveness for its S-1 registration statement, enabling the proposed public offering of up to [●] units. Each unit includes Series B Convertible Preferred Stock, common warrants, and preferred warrants. The offering features a $900 per unit price, with conversion terms tied to stock price thresholds, mandatory redemption provisions, and no established trading market. The company anticipates delivery of securities by late September 2023.

2023-09-29 · 9999999995-23-002888

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. (WiSA Technologies, Inc.) is conducting an amended S-1/A filing for an IPO, offering up to 90,910 units consisting of Series B Convertible Preferred Stock and Preferred Warrants. The offering includes a best-efforts placement agent structure, with terms for PIK dividends, conversion into common stock, and no established trading market for the securities. The filing updates details on pricing, fees, and offering structure compared to the previous effectiveness notice.

2023-09-29 · 0001104659-23-105100

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

WiSA Technologies, Inc. is offering up to [●] units in an IPO, each consisting of Series B Convertible Preferred Stock, Common Warrants, and Preferred Warrants. The offering includes a $900 per unit public price, with the Series B Preferred Stock convertible into Common Stock at a price tied to Nasdaq trading metrics. The company emphasizes its wireless audio technology for home theater systems and plans to expand to IoT modules. A placement agent, Maxim Group LLC, is handling the offering without a minimum fundraising requirement.

2023-09-05 · 0001104659-23-097840

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The filing is a SEC “Notice of Effectiveness,” stating that the company’s S-1 registration statement became effective on August 30, 2023 at 4:00 P.M. It identifies CIK 0001682149 and the registrant as WiSA Technologies, Inc., and provides the SEC file number 333-274155.

2023-08-30 · 9999999995-23-002539

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (as referenced in the task) appears in the provided S-1 filing as WiSA Technologies, Inc. The August 22, 2023 Form S-1 is a registration statement for the resale of up to 510,000 shares of common stock (warrant shares) issuable upon exercise of common stock purchase warrants at an exercise price of $1.29 per share. The warrants were issued under July 26, 2023 warrant inducement/letter agreements tied to the exercise of previously issued warrants (original warrants), which were issued in a private placement that closed May 17, 2023. The selling stockholders may resell the warrant shares from time to time after the registration statement becomes effective; the company will generally receive proceeds only upon cash exercise of the warrants ($1.29 per share), not from the selling stockholders’ resales.

2023-08-22 · 0001104659-23-094268

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC issued a Notice of Effectiveness for the company’s registration statement (Form S-1), with the effectiveness date set for June 7, 2023 at 4:00 P.M. The notice identifies the registrant (WISA TECHNOLOGIES, INC.), CIK 0001682149, and SEC file number 333-272278, indicating that the registration statement became effective and securities may be offered under the effective filing.

2023-06-07 · 9999999995-23-001662

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) filed an S-1 registration statement to offer up to 2,972,264 shares of common stock issuable upon exercise of warrants. The warrants were issued to selling stockholders as inducements for exercising original warrants, which were part of a private placement closed in April 2023. The offering is subject to completion and remains conditional on the registration statement becoming effective.

2023-05-30 · 0001104659-23-066142

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The SEC declared the Company’s S-1 registration statement effective on May 9, 2023 at 4:00 P.M. (Notice of Effectiveness). The filing relates to WISA TECHNOLOGIES, INC. (CIK 0001682149) under file number 333-269777.

2023-05-09 · 9999999995-23-001343

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC declared the company’s S-1 registration statement effective on May 3, 2023 at 4:00 p.m. (Registration No. 333-271526). The notice identifies the issuer as WISA Technologies, Inc. (CIK 0001682149) and provides the effectiveness date; it does not include substantive business or financial updates.

2023-05-03 · 9999999995-23-001274

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows S-1/A in the pre-IPO sequence.

Datavault AI Inc. is filing an S-1 registration statement with the SEC. The document is marked as a preliminary prospectus subject to completion, and it indicates the proposed public offering may commence from time to time after the registration statement becomes effective. The registrant is WiSA Technologies, Inc., located in Beaverton, Oregon, with Brett Moyer as Chief Executive Officer, and it includes standard cover-page disclosures about delayed/continuous offerings and the registrant’s amendment to delay effectiveness until SEC action or a further amendment.

2023-04-28 · 0001104659-23-053175

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

The current S-1/A filing by WiSA Technologies, Inc. amends its initial S-1 registration statement, focusing on the resale of up to 874,959 shares of common stock issuable upon exercise of warrants. The warrants, issued in a private placement on February 3, 2023, are exercisable at $10.49 per share and expire five years from issuance. The filing emphasizes the role of Selling Stockholders in offering these shares, with the prospectus subject to completion and not an offer to sell until effective.

2023-04-28 · 0001104659-23-053171

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) filed an S-1 registration statement for up to 874,959 shares of common stock issuable upon exercise of warrants issued in a private placement on February 3, 2023. The warrants have an exercise price of $10.49 per share and are immediately exercisable for five years. This filing focuses on reselling existing warrants previously issued, contrasting with the prior 424B4 filing which described a larger private placement involving Units and Pre-Funded Units with lower exercise prices and additional warrant structures.

2023-02-14 · 0001104659-23-021983

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Datavault AI Inc. is offering 50,400,000 units (each containing one share of common stock, Series A Warrants, and Series B Warrants) and 3,600,000 pre-funded units (containing pre-funded warrants, Series A Warrants, and Series B Warrants). The public offering price is $0.14 per unit, with proceeds to the company totaling $6,951,888 after placement agent fees. The offering includes warrants exercisable at $0.14 per share, with Series B Warrants subject to stockholder approval if thresholds are exceeded. The company is listed on Nasdaq under 'WISA' with a recent closing price of $0.1651.

2022-12-01 · 0001104659-22-123458

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The SEC filing shows a “Notice of Effectiveness” for the company’s registration statement, indicating it became effective on November 29, 2022 at 5:00 P.M. The notice references Form S-1 (File No. 333-268085) and provides CIK 0001682149; the registrant name shown is WiSA Technologies, Inc.

2022-11-29 · 9999999995-22-003409

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

The current S-1/A filing represents an amendment to WiSA Technologies, Inc.'s registration statement for an IPO, detailing an offering of up to 50,000,000 units, each containing common stock and warrants. The filing emphasizes a best-efforts offering structure, with no explicit financial performance details provided. The amendment follows the initial effectiveness notice (EFFECT) filed on November 29, 2022.

2022-11-29 · 0001104659-22-122575

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior EFFECT filing.

Datavault AI Inc. (as reflected in the submission header text, the registrant is WiSA Technologies, Inc.) filed Amendment No. 1 to its Form S-1 on November 22, 2022 (Registration No. 333-268085). The filing presents a preliminary prospectus for a best-efforts offering of up to 50,000,000 units, where each unit includes one share of common stock and two warrants (Series A and Series B). The prospectus also contemplates up to 50,000,000 pre-funded units, which include a pre-funded warrant in lieu of common stock plus the same two warrants. The document includes standard language that the information is subject to completion and that securities may not be sold until the registration statement becomes effective.

2022-11-22 · 0001104659-22-121012

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC notice states that the company's registration statement became effective on November 18, 2022 at 4:45 p.m. under file number 333-268231. The notice’s header identifies the registrant as WISA Technologies, Inc. and references a Form S-3 effectiveness filing.

2022-11-18 · 9999999995-22-003350

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) is conducting an initial public offering (IPO) of its common stock and warrants, with the securities listed on Nasdaq under the symbol 'WISA'. The offering includes shares of common stock and warrants exercisable for additional shares, with a combined public offering price based on the company's recent stock price. The filing serves as a preliminary prospectus subject to completion.

2022-11-01 · 0001104659-22-113083

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Datavault AI Inc.'s S-3 registration statement, effective September 13, 2022. This follows a previous effectiveness date in July 2021 for a similar S-3 filing. The company name was previously listed as Summit Wireless Technologies, Inc., but is now registered as WISA TECHNOLOGIES, INC.

2022-09-13 · 9999999995-22-002688

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The filing is an SEC “Notice of Effectiveness” for an S-3 registration statement, indicating that the registration became effective on July 14, 2021 at 4:00 P.M. The notice is for Summit Wireless Technologies, Inc. (CIK 0001682149) under SEC file number 333-257776.

2021-07-14 · 9999999995-21-002769

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. (CIK 0001682149, listed as Summit Wireless Technologies, Inc. in the notice) filed an SEC S-3 registration statement that was declared effective by the SEC on March 25, 2021 at 4:30 P.M. The notice provides the effectiveness timestamp and associated S-3 file details (CIK and SEC file number).

2021-03-25 · 9999999995-21-001149

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Summit Wireless Technologies, Inc., dated December 10, 2020, indicating the SEC has accepted the registration statement. The previous filing, also an EFFECT form, was dated July 23, 2020. Both filings reference the same company, CIK, and form type (S-3), but differ in effectiveness dates and file numbers.

2020-12-10 · 9999999995-20-003490

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Form S-3, confirming the effectiveness of the registration statement for Summit Wireless Technologies, Inc. This allows the resale of up to 4,315,000 shares of common stock underlying warrants previously issued in private placements. The filing does not include new details beyond confirming effectiveness, with no indication of new offerings or material updates.

2020-07-23 · 9999999995-20-001906

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

The filing represents the effectiveness of Summit Wireless Technologies, Inc.'s S-1 registration statement, dated July 22, 2020. The document confirms the SEC's approval of the registration, allowing the company to proceed with its securities offering. The filing includes standard administrative details such as the company's CIK, file number, and principal office address.

2020-07-22 · 9999999995-20-001887

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows S-1 and confirms the priced prospectus.

The current 424B4 filing by Summit Wireless Technologies, Inc. relates to the resale of up to 4,315,000 shares of common stock issuable upon exercise of outstanding warrants. The offering includes shares from two private placements in June 2020, with proceeds to the company upon cash exercise of the warrants. The filing emphasizes that the company will not receive proceeds from the resale but will benefit from warrant exercises. The prospectus outlines the terms of resale by Selling Stockholders and notes the company's status as an emerging growth company under the JOBS Act.

2020-07-22 · 0001104659-20-085693

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

Summit Wireless Technologies, Inc. is registering shares of common stock, common stock purchase warrants, and pre-funded warrants in its IPO. The offering includes 1,525,000 shares of common stock, warrants to purchase up to 2,000,000 shares, and pre-funded warrants for 475,000 shares. The company also notes a reverse stock split effective April 9, 2020, and highlights risks related to liquidity and its emerging growth company status.

2020-07-08 · 0001104659-20-081867

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 1,525,000 shares of common stock, common warrants to purchase 2,000,000 shares, and pre-funded warrants to purchase 475,000 shares. The offering includes pricing details, underwriting discounts, and terms for warrants and pre-funded warrants, with a focus on liquidity risks and emerging growth company status.

2020-04-23 · 0001104659-20-049903

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The filing is a SEC “Notice of Effectiveness” indicating that the company’s S-1 registration statement (File No. 333-237516) became effective on April 21, 2020 at 9:00 A.M. The notice lists the registrant as Summit Wireless Technologies, Inc. (CIK 0001682149).

2020-04-21 · 9999999995-20-000809

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. (as identified in the task) is reflected in a Form S-1/A filed April 20, 2020. The visible content is largely front-matter for the amended S-1, including the SEC registration statement number (333-237516), registrant name/issuer details, executive and legal contact information, and placeholder/checkbox instructions for offering timing and certain filer status categories, followed by the beginning of the “Calculation of Registration Fee” section showing common stock being registered.

2020-04-20 · 0001104659-20-048393

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Summit Wireless Technologies, Inc. filed an S-1/A registration statement on April 14, 2020, amending its earlier S-1 filing from March 31, 2020. The amendment includes updates to the registration statement number (333-237516) and detailed calculations for the registration fee, specifying $970.26 for common stock and $533.64 for common stock underlying warrants. The filing also clarifies the company's status as an emerging growth company and smaller reporting company.

2020-04-14 · 0001104659-20-046110

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Summit Wireless Technologies, Inc. filed an S-1 registration statement for an IPO, registering 7,500,000 shares of common stock and 4,125,000 shares underlying warrants. The filing includes registration fees of $973.50 and $535.43, respectively. The company is based in San Jose, CA, with Brett Moyer as CEO.

2020-04-01 · 0001104659-20-041414

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

This document is a SEC “Notice of Effectiveness” for an S-3 registration statement. The registration became effective on December 2, 2019 at 4:30 P.M.

2019-12-02 · 9999999995-19-002727

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

The filing is a SEC “Notice of Effectiveness” stating that the company’s S-3 registration statement (File No. 333-233433) became effective on September 6, 2019 at 4:00 p.m. The notice provides the CIK and company name shown in the filing and does not include offering terms in the provided text.

2019-09-06 · 9999999995-19-002038

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 4,075,726 shares of common stock on a best-efforts basis through underwriter Alexander Capital, L.P. The offering price is $1.33 per share, with proceeds to the company at $1.23 per share after underwriting discounts. The offering will terminate in 30 days unless extended, with funds not held in escrow, exposing investors to creditor risks. The company is an emerging growth company with reduced reporting requirements.

2019-05-23 · 0001144204-19-027790

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The company filed a SEC “Notice of Effectiveness” indicating its S-1 registration statement (File No. 333-230952, CIK 0001682149) became effective on May 21, 2019 at 5:00 P.M., which allows the previously filed public offering registration to move forward under the Securities Act.

2019-05-21 · 9999999995-19-001164

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. (as reflected in the prompt) is filing Amendment No. 2 to a Form S-1 under the Securities Act, for Registration Statement No. 333-230952. The excerpted page indicates an offering of common stock (and common stock underlying an underwriter’s warrant), with an approximate commencement of sale “as soon as practicable after the effective date.” The company also checked boxes indicating it is a non-accelerated filer, a smaller reporting company, and an emerging growth company.

2019-05-20 · 0001144204-19-027142

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. filed an S-1/A amendment to its initial registration statement, updating the registration fee calculation and providing specific details about the offering. The amendment includes a breakdown of the maximum aggregate offering price of $7,262,500, with a registration fee of $880.22. The previous S-1 filing lacked these details, including the specific registration statement number (333-230952) and the structured fee calculation.

2019-05-13 · 0001144204-19-025413

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows DRS in the pre-IPO sequence.

Summit Wireless Technologies, Inc. filed an S-1 registration statement for an initial public offering (IPO), transitioning from a confidential DRS submission. The filing outlines the registration of common stock and warrants, with a total proposed offering price of $7.26 million and a registration fee of $879.22. The company, previously a smaller reporting company and emerging growth entity, seeks public market access, reflecting its growth stage and capital-raising objectives.

2019-04-19 · 0001144204-19-020338

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after 424B4.

The current filing is a confidentially submitted draft registration statement (Form S-1 referenced in the document, filed as a DRS) dated December 12, 2018 (filed publicly/received December 13, 2018). It presents the registration framework for an offering of Summit Wireless Technologies, Inc. common stock (including shares and shares underlying an underwriters’ warrant) and includes items such as proposed offering commencement “as soon as practicable after the effective date,” emerging growth company / smaller reporting company status selections, and a calculation of registration fee. The document indicates the registration statement number is not yet finalized.

2018-12-13 · 0001144204-18-064338

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2.4 million shares of common stock at $5.00 per share, with underwriters Alexander Capital, L.P. and WallachBeth Capital LLC. The offering is contingent on raising at least $10 million to meet NASDAQ listing requirements. Funds are held in an escrow account, with the offering terminating on July 28, 2018, unless extended. The company aims to list on NASDAQ under the symbol 'WISA', but there is no guarantee of approval.

2018-07-27 · 0001144204-18-040273

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The filing is a SEC “Notice of Effectiveness” indicating that registration statement on Form S-1 (File No. 333-224267; CIK 0001682149) became effective on July 25, 2018 at 5:30 P.M., permitting the company to proceed with the previously filed public offering. The effective notice lists the filer as Summit Semiconductor Inc. (noting that the user-provided company name is Datavault AI Inc.).

2018-07-25 · 9999999995-18-001866

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. (as referenced by the task, though the document header appears to be for Summit Semiconductor, Inc.) files Amendment No. 7 to an S-1 registration statement (SEC File No. 333-224267) with an “as filed” date of July 25, 2018. The filing indicates the registration is for a proposed offering of common stock (and registration of common stock underlying an underwriters’ warrant), with the commencement of the proposed sale expected as soon as practicable after the effective date.

2018-07-25 · 0001144204-18-039762

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. filed an S-1/A amendment (Amendment No. 6) to its initial registration statement for an IPO, dated July 23, 2018. The filing includes updates to the registration fee calculation and reflects the company's ongoing preparation for public market access. The company, based in San Jose, CA, focuses on semiconductor technologies and remains classified as a smaller reporting company and emerging growth company.

2018-07-23 · 0001144204-18-039204

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

The current filing represents Amendment No. 5 to Summit Semiconductor, Inc.'s S-1 registration statement, dated July 6, 2018, following a previous amendment (No. 4) on July 2, 2018. The filing includes updated registration details, fee calculations, and procedural updates for the proposed securities offering.

2018-07-06 · 0001144204-18-037573

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. filed Amendment No. 4 to its Form S-1 registration statement (No. 333-224267) with the SEC on July 2, 2018. The filing cover page indicates the company is a smaller reporting company and an emerging growth company, and it registers common stock (including common stock underlying underwriters’ warrants). The approximate sale to the public is after the effective date of the registration statement.

2018-07-02 · 0001144204-18-036769

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

This S-1/A (Amendment No. 3) was filed with the SEC on June 22, 2018 for Summit Semiconductor, Inc. It references Registration Statement No. 333-224267 and indicates the company is a smaller reporting company and an emerging growth company. The cover page shows registration of 15,000,000 shares of common stock and certain underwriters’ warrants-related shares, with the proposed sale to commence as soon as practicable after the registration statement becomes effective.

2018-06-22 · 0001144204-18-035340

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Amendment No. 2 to Form S-1 for Summit Semiconductor, Inc., updating the registration statement for an IPO, including the addition of underwriters' warrants and related common stock.

2018-05-31 · 0001144204-18-031949

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. has filed Amendment No. 1 to its Form S-1 registration statement with the SEC on May 7, 2018. The visible text largely consists of the cover page and related filing metadata (issuer name, incorporation details, principal office/CEO, estimated timing of offering after effectiveness, and registration fee calculation placeholders). The registration fee table indicates a proposed maximum aggregate offering price of $15,000,000 for common stock and a registration fee amount of $1,867.50 for that line item, while other table fields (e.g., underwriters’ warrants) appear empty or not specified in the provided excerpt.

2018-05-07 · 0001615774-18-003370

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows DRS/A in the pre-IPO sequence.

Datavault AI Inc. filed a Form S-1 (as filed April 13, 2018) seeking to register an offering of Common Stock (estimated maximum aggregate offering price shown as $20,000,000) and to potentially include common stock underlying an underwriters’ warrant (table shows dashes for the warrant itself). The filing indicates the proposed commencement of the public sale will occur as soon as practicable after the registration statement becomes effective and lists key issuer information and management (Brett Moyer, CEO).

2018-04-13 · 0001615774-18-002606

DRS/A amended

Amended draft registration statement

Updated draft registration filed before the public launch.

Updates the prior DRS filing.

The current filing represents an amended submission (DRS/A) for Summit Semiconductor, Inc., transitioning from a previous DRS filing. The update includes a change in the entity's legal structure from 'LLC' to 'Inc.' and reflects a confidential draft registration statement under the Securities Act of 1933. The filing remains confidential and has not been publicly disclosed.

2018-02-06 · 0001615774-18-000873

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

First tracked pre-IPO filing for this issuer.

Datavault AI Inc. filed a confidential draft registration statement on Form S-1 with the SEC on October 31, 2017. The filing indicates the company is preparing for an IPO but has not yet publicly disclosed its offering details. The document emphasizes that all information remains confidential and the registration statement has not been effective or filed with the SEC.

2017-10-31 · 0001615774-17-006091

Datavault AI Inc.

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