Datavault AI Inc. IPO Filing Research

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has received notice of effectiveness for its S-3 registration statement, effective March 25, 2026. The filing permits the company to offer up to $1 billion in securities, including common stock, preferred stock, debt, warrants, rights, and units. The company's common stock is listed on Nasdaq under 'DVLT', with a recent closing price of $0.73 as of February 12, 2026. The prospectus highlights risks associated with investing in the securities, referencing a dedicated 'Risk Factors' section.

2026-03-25 · 9999999995-26-000931

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2026-02-27 · 0001104659-26-020918

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

Datavault AI Inc. has submitted a confidential draft registration statement (DRS) under Form S-3 for potential securities offerings, including common stock, preferred stock, debt, and warrants, with an aggregate value up to $1 billion. This filing precedes the company's initial public offering (IPO) and is not yet effective, contrasting with the previous Notice of Effectiveness (EFFECT) filing in September 2025, which indicated SEC approval of a prior registration. The current DRS outlines the company's intent to offer securities in multiple tranches, with terms to be detailed in future supplements.

2026-02-13 · 0001104659-26-015170

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2026-01-15 · 0001104659-26-004078

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2026-01-05 · 0001104659-26-000639

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2025-10-28 · 0001104659-25-103157

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2025-09-26 · 0001104659-25-093828

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2025-09-25 · 0001104659-25-093353

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. filed an S-3 form with the SEC, achieving effectiveness on September 23, 2025. This follows a prior S-3 filing on September 12, 2025, indicating procedural progress in the IPO process. The company remains in the pre-offering phase, with no substantive operational or financial details disclosed in the filings.

2025-09-23 · 9999999995-25-003073

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has filed an effective Form S-3 registration statement for the resale of up to 5,300,000 shares of common stock issued under an asset purchase agreement with CompuSystems, Inc. The filing outlines the resale terms by selling stockholders, notes the company's Nasdaq listing, and references risk factors without detailed specifics. The offering will terminate upon full resale or compliance with Rule 144.

2025-09-12 · 9999999995-25-002949

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2025-09-12 · 0001104659-25-089622

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

On August 27, 2025, Datavault AI Inc. confidentially submitted a draft registration statement on Form S-3 (DRS) to the SEC. The filing indicates the proposed sale to the public will occur from time to time after the effective date of the registration statement. No substantive business or offering terms are included in the provided excerpt beyond form/filing metadata and placeholders.

2025-08-27 · 0001104659-25-084025

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2025-08-06 · 0001104659-25-074422

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B4 and confirms the priced prospectus.

2025-07-22 · 0001104659-25-069439

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows S-1 and confirms the priced prospectus.

2025-07-15 · 0001104659-25-067813

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

SEC Notice of Effectiveness for Datavault AI Inc.’s S-3 registration statement became effective on July 11, 2025 at 5:30 P.M. for file number 333-288596.

2025-07-11 · 9999999995-25-002243

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows DRS and marks the registration effective.

Datavault AI Inc. has filed an S-3 registration statement for the resale of 22,728,368 shares of common stock issuable upon exercise of warrants. The offering includes shares from September 2024, February 2025, and April 2025 warrant issuances, with potential gross proceeds of ~$23.77 million if fully exercised. The company is registering these shares on behalf of selling stockholders, who will resell them at market prices. The filing becomes effective on July 9, 2025, and the stock is listed on Nasdaq under DVLT.

2025-07-09 · 9999999995-25-002214

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after DRS.

The current filing represents a prospectus for the resale of 22,728,368 shares of common stock issuable upon exercise of various warrants, including September 2024 Warrants, Placement Agent Warrants, and 2025 Investor Warrants. This differs from the previous filing, which appeared to outline a broader $250 million offering framework without specific warrant details. The current filing emphasizes resale by Selling Stockholders rather than a primary offering.

2025-05-09 · 0001104659-25-046842

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after EFFECT.

Datavault AI Inc. has submitted a confidential draft registration statement (DRS) for potential securities offerings, including common stock, preferred stock, debt securities, and other instruments, with an aggregate offering price up to $250 million. The filing is not yet public and remains under review by the SEC, with the company planning to offer securities from time to time through traditional or uncertificated forms. The draft follows a previous effectiveness notice (EFFECT) for a similar S-3 registration, indicating ongoing preparatory steps for a public offering.

2025-04-25 · 0001104659-25-039523

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B5 and confirms the priced prospectus.

2025-04-02 · 0001104659-25-030798

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 424B5 and confirms the priced prospectus.

2025-02-18 · 0001104659-25-014785

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. filed an S-3 registration statement on February 14, 2025, following a previous S-1 filing for WISA TECHNOLOGIES, INC. on June 25, 2024. The current filing indicates a transition from a preliminary registration (S-1) to a final effectiveness notice (S-3), with the company name changed and a new file number assigned.

2025-02-14 · 9999999995-25-000477

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B5 and confirms the priced prospectus.

2025-02-14 · 0001104659-25-013744

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 424B4 and confirms the priced prospectus.

2024-06-27 · 0001104659-24-075700

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The current filing is a Notice of Effectiveness for the S-1 registration statement, confirming its effectiveness as of June 25, 2024. The previous S-1 was filed on June 14, 2024, and the current filing indicates the registration is now effective.

2024-06-25 · 9999999995-24-001955

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

WiSA Technologies, Inc. filed an S-1 registration statement to register up to 4,323,338 shares of common stock issuable upon exercise of various warrants issued in March-May 2024. The filing includes details about the company's reverse stock split on April 12, 2024, and conditions for warrant exercisability pending Nasdaq shareholder approval.

2024-06-14 · 0001104659-24-071821

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2024-05-21 · 0001104659-24-063898

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

2024-05-17 · 0001104659-24-062781

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

2024-05-15 · 0001104659-24-061606

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1 and confirms the priced prospectus.

2024-04-30 · 0001104659-24-054532

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2024-04-23 · 0001104659-24-050392

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2024-04-22 · 0001104659-24-050001

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B5 and confirms the priced prospectus.

2024-04-19 · 0001104659-24-049069

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

Datavault AI Inc. filed a Notice of Effectiveness for its Form S-3 registration statement on April 18, 2024, indicating the securities covered by the registration are now effective. The filing updates Exhibit 5.1 to reference an increased number of securities compared to the previous S-1/A filing from February 13, 2024. The company, previously known as WiSA Technologies, Inc., is finalizing its IPO registration with minimal substantive changes beyond exhibit updates.

2024-04-18 · 9999999995-24-001035

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2024-04-02 · 0001104659-24-042124

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows 424B3 and confirms the priced prospectus.

2024-03-27 · 0001104659-24-039404

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 424B4 and confirms the priced prospectus.

2024-02-16 · 0001104659-24-024935

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows S-1/A and confirms the priced prospectus.

WiSA Technologies, Inc. is offering 23,734,000 units (each containing one share of common stock and one warrant) and 130,106,000 pre-funded units (each with a pre-funded warrant and a warrant) at a public price of $0.065 per unit. The offering includes detailed terms for placement agent fees, proceeds to the company, and securities registration. The company emphasizes its wireless audio technology for home theater systems and outlines risks related to market liquidity and dependence on third-party distribution.

2024-02-13 · 0001104659-24-017183

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior EFFECT filing.

Datavault AI Inc. filed a post-effective amendment (S-1/A) to its registration statement, updating Exhibit 5.1 to reference an increased number of securities. The amendment does not alter other provisions of the registration statement, except for Item 16 of Part II. The offering details, including the structure of units, warrants, and pre-funded units, remain unchanged from the previous 424B4 filing.

2024-02-13 · 0001104659-24-016888

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The SEC filing is a Notice of Effectiveness for the company’s Form S-1 (CIK 0001682149; File No. 333-276631). The registration statement became effective on February 12, 2024 at 9:00 A.M. The document does not include substantive new business disclosure; it primarily confirms effectiveness for the previously filed S-1/A registration statement.

2024-02-12 · 9999999995-24-000390

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. is conducting an IPO offering up to 100,000,000 units (each containing one share of common stock and one warrant) and 100,000,000 pre-funded units (containing pre-funded warrants and warrants). The offering price is $0.10 per unit, with securities to be issued in a single closing. Key features include warrant exercise price resets tied to reverse stock splits, stockholder approval requirements for share issuance, and no guaranteed market liquidity. The company has engaged Maxim Group LLC as its exclusive placement agent.

2024-02-09 · 0001104659-24-012661

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Datavault AI Inc. is offering up to 100,000,000 units, each consisting of one share of common stock and one warrant, at $0.10 per unit. Pre-funded units are also available for investors exceeding ownership thresholds. The offering requires stockholder approval for warrant exercises and includes a reset mechanism for warrant exercise prices following a reverse stock split. The company anticipates a single closing with no established trading market for the securities.

2024-02-08 · 0001104659-24-011970

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. is conducting an IPO with an offering of up to 100,000,000 Units, each containing one share of common stock and one warrant. The offering price is set at $0.10 per Unit, tied to the company's Nasdaq closing price. Pre-Funded Units are also offered to address ownership thresholds. Warrants include an exercise price reset mechanism following a reverse stock split, contingent on stockholder approval. The company plans to use Maxim Group LLC as the exclusive placement agent with a 7% fee.

2024-02-05 · 0001104659-24-010765

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

WiSA Technologies, Inc. is conducting an IPO offering up to [__] units, each consisting of one share of common stock and one warrant, with potential pre-funded units for investors exceeding ownership thresholds. The offering includes a fixed price, single closing, and no established public trading market for the securities. The company is transitioning from previous preferred stock offerings (424B4) to a common stock and warrant structure, with revised terms for warrants and pre-funded units.

2024-01-19 · 0001104659-24-005285

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2023-12-07 · 0001104659-23-124051

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Datavault AI Inc. is offering 87,000 units (each consisting of one share of Series B Convertible Preferred Stock and two preferred warrants) via a best-efforts offering. The public offering price is $55 per unit, with proceeds expected to total $4.49 million. The filing reflects adjustments to the offering structure, including a reduced unit count compared to the previous S-1/A filing, specific details on PIK dividends, and updated conversion pricing tied to October 13, 2023. The company emphasizes its wireless audio technology and recent strategic initiatives, including an acquisition target and IP development.

2023-10-17 · 0001104659-23-109475

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Datavault AI Inc. has received effectiveness for its S-1 registration statement, enabling the proposed public offering of up to [●] units. Each unit includes Series B Convertible Preferred Stock, common warrants, and preferred warrants. The offering features a $900 per unit price, with conversion terms tied to stock price thresholds, mandatory redemption provisions, and no established trading market. The company anticipates delivery of securities by late September 2023.

2023-09-29 · 9999999995-23-002888

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Datavault AI Inc. (WiSA Technologies, Inc.) is conducting an amended S-1/A filing for an IPO, offering up to 90,910 units consisting of Series B Convertible Preferred Stock and Preferred Warrants. The offering includes a best-efforts placement agent structure, with terms for PIK dividends, conversion into common stock, and no established trading market for the securities. The filing updates details on pricing, fees, and offering structure compared to the previous effectiveness notice.

2023-09-29 · 0001104659-23-105100

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

WiSA Technologies, Inc. is offering up to [●] units in an IPO, each consisting of Series B Convertible Preferred Stock, Common Warrants, and Preferred Warrants. The offering includes a $900 per unit public price, with the Series B Preferred Stock convertible into Common Stock at a price tied to Nasdaq trading metrics. The company emphasizes its wireless audio technology for home theater systems and plans to expand to IoT modules. A placement agent, Maxim Group LLC, is handling the offering without a minimum fundraising requirement.

2023-09-05 · 0001104659-23-097840

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The filing is a SEC “Notice of Effectiveness,” stating that the company’s S-1 registration statement became effective on August 30, 2023 at 4:00 P.M. It identifies CIK 0001682149 and the registrant as WiSA Technologies, Inc., and provides the SEC file number 333-274155.

2023-08-30 · 9999999995-23-002539

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (as referenced in the task) appears in the provided S-1 filing as WiSA Technologies, Inc. The August 22, 2023 Form S-1 is a registration statement for the resale of up to 510,000 shares of common stock (warrant shares) issuable upon exercise of common stock purchase warrants at an exercise price of $1.29 per share. The warrants were issued under July 26, 2023 warrant inducement/letter agreements tied to the exercise of previously issued warrants (original warrants), which were issued in a private placement that closed May 17, 2023. The selling stockholders may resell the warrant shares from time to time after the registration statement becomes effective; the company will generally receive proceeds only upon cash exercise of the warrants ($1.29 per share), not from the selling stockholders’ resales.

2023-08-22 · 0001104659-23-094268

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC issued a Notice of Effectiveness for the company’s registration statement (Form S-1), with the effectiveness date set for June 7, 2023 at 4:00 P.M. The notice identifies the registrant (WISA TECHNOLOGIES, INC.), CIK 0001682149, and SEC file number 333-272278, indicating that the registration statement became effective and securities may be offered under the effective filing.

2023-06-07 · 9999999995-23-001662

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) filed an S-1 registration statement to offer up to 2,972,264 shares of common stock issuable upon exercise of warrants. The warrants were issued to selling stockholders as inducements for exercising original warrants, which were part of a private placement closed in April 2023. The offering is subject to completion and remains conditional on the registration statement becoming effective.

2023-05-30 · 0001104659-23-066142

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The SEC declared the Company’s S-1 registration statement effective on May 9, 2023 at 4:00 P.M. (Notice of Effectiveness). The filing relates to WISA TECHNOLOGIES, INC. (CIK 0001682149) under file number 333-269777.

2023-05-09 · 9999999995-23-001343

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC declared the company’s S-1 registration statement effective on May 3, 2023 at 4:00 p.m. (Registration No. 333-271526). The notice identifies the issuer as WISA Technologies, Inc. (CIK 0001682149) and provides the effectiveness date; it does not include substantive business or financial updates.

2023-05-03 · 9999999995-23-001274

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows S-1/A in the pre-IPO sequence.

Datavault AI Inc. is filing an S-1 registration statement with the SEC. The document is marked as a preliminary prospectus subject to completion, and it indicates the proposed public offering may commence from time to time after the registration statement becomes effective. The registrant is WiSA Technologies, Inc., located in Beaverton, Oregon, with Brett Moyer as Chief Executive Officer, and it includes standard cover-page disclosures about delayed/continuous offerings and the registrant’s amendment to delay effectiveness until SEC action or a further amendment.

2023-04-28 · 0001104659-23-053175

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

The current S-1/A filing by WiSA Technologies, Inc. amends its initial S-1 registration statement, focusing on the resale of up to 874,959 shares of common stock issuable upon exercise of warrants. The warrants, issued in a private placement on February 3, 2023, are exercisable at $10.49 per share and expire five years from issuance. The filing emphasizes the role of Selling Stockholders in offering these shares, with the prospectus subject to completion and not an offer to sell until effective.

2023-04-28 · 0001104659-23-053171

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows FWP and confirms the priced prospectus.

2023-04-10 · 0001104659-23-043655

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

2023-03-29 · 0001104659-23-038065

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) filed an S-1 registration statement for up to 874,959 shares of common stock issuable upon exercise of warrants issued in a private placement on February 3, 2023. The warrants have an exercise price of $10.49 per share and are immediately exercisable for five years. This filing focuses on reselling existing warrants previously issued, contrasting with the prior 424B4 filing which described a larger private placement involving Units and Pre-Funded Units with lower exercise prices and additional warrant structures.

2023-02-14 · 0001104659-23-021983

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

2023-02-02 · 0001104659-23-009995

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows FWP and confirms the priced prospectus.

2023-01-30 · 0001104659-23-008074

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Datavault AI Inc. is offering 50,400,000 units (each containing one share of common stock, Series A Warrants, and Series B Warrants) and 3,600,000 pre-funded units (containing pre-funded warrants, Series A Warrants, and Series B Warrants). The public offering price is $0.14 per unit, with proceeds to the company totaling $6,951,888 after placement agent fees. The offering includes warrants exercisable at $0.14 per share, with Series B Warrants subject to stockholder approval if thresholds are exceeded. The company is listed on Nasdaq under 'WISA' with a recent closing price of $0.1651.

2022-12-01 · 0001104659-22-123458

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The SEC filing shows a “Notice of Effectiveness” for the company’s registration statement, indicating it became effective on November 29, 2022 at 5:00 P.M. The notice references Form S-1 (File No. 333-268085) and provides CIK 0001682149; the registrant name shown is WiSA Technologies, Inc.

2022-11-29 · 9999999995-22-003409

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

The current S-1/A filing represents an amendment to WiSA Technologies, Inc.'s registration statement for an IPO, detailing an offering of up to 50,000,000 units, each containing common stock and warrants. The filing emphasizes a best-efforts offering structure, with no explicit financial performance details provided. The amendment follows the initial effectiveness notice (EFFECT) filed on November 29, 2022.

2022-11-29 · 0001104659-22-122575

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior EFFECT filing.

Datavault AI Inc. (as reflected in the submission header text, the registrant is WiSA Technologies, Inc.) filed Amendment No. 1 to its Form S-1 on November 22, 2022 (Registration No. 333-268085). The filing presents a preliminary prospectus for a best-efforts offering of up to 50,000,000 units, where each unit includes one share of common stock and two warrants (Series A and Series B). The prospectus also contemplates up to 50,000,000 pre-funded units, which include a pre-funded warrant in lieu of common stock plus the same two warrants. The document includes standard language that the information is subject to completion and that securities may not be sold until the registration statement becomes effective.

2022-11-22 · 0001104659-22-121012

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1 and marks the registration effective.

The SEC notice states that the company's registration statement became effective on November 18, 2022 at 4:45 p.m. under file number 333-268231. The notice’s header identifies the registrant as WISA Technologies, Inc. and references a Form S-3 effectiveness filing.

2022-11-18 · 9999999995-22-003350

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Datavault AI Inc. (WiSA Technologies, Inc.) is conducting an initial public offering (IPO) of its common stock and warrants, with the securities listed on Nasdaq under the symbol 'WISA'. The offering includes shares of common stock and warrants exercisable for additional shares, with a combined public offering price based on the company's recent stock price. The filing serves as a preliminary prospectus subject to completion.

2022-11-01 · 0001104659-22-113083

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Datavault AI Inc.'s S-3 registration statement, effective September 13, 2022. This follows a previous effectiveness date in July 2021 for a similar S-3 filing. The company name was previously listed as Summit Wireless Technologies, Inc., but is now registered as WISA TECHNOLOGIES, INC.

2022-09-13 · 9999999995-22-002688

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows FWP and confirms the priced prospectus.

2022-09-13 · 0001104659-22-099730

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1 and confirms the priced prospectus.

2021-12-30 · 0001104659-21-154760

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows DRS and confirms the priced prospectus.

2021-07-26 · 0001104659-21-095561

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The filing is an SEC “Notice of Effectiveness” for an S-3 registration statement, indicating that the registration became effective on July 14, 2021 at 4:00 P.M. The notice is for Summit Wireless Technologies, Inc. (CIK 0001682149) under SEC file number 333-257776.

2021-07-14 · 9999999995-21-002769

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows CERT and confirms the priced prospectus.

2021-07-14 · 0001104659-21-092118

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 424B4 and confirms the priced prospectus.

2021-03-26 · 0001104659-21-042480

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

Datavault AI Inc. (CIK 0001682149, listed as Summit Wireless Technologies, Inc. in the notice) filed an SEC S-3 registration statement that was declared effective by the SEC on March 25, 2021 at 4:30 P.M. The notice provides the effectiveness timestamp and associated S-3 file details (CIK and SEC file number).

2021-03-25 · 9999999995-21-001149

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows EFFECT and confirms the priced prospectus.

2020-12-11 · 0001104659-20-134751

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Summit Wireless Technologies, Inc., dated December 10, 2020, indicating the SEC has accepted the registration statement. The previous filing, also an EFFECT form, was dated July 23, 2020. Both filings reference the same company, CIK, and form type (S-3), but differ in effectiveness dates and file numbers.

2020-12-10 · 9999999995-20-003490

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The current filing is a Notice of Effectiveness for Form S-3, confirming the effectiveness of the registration statement for Summit Wireless Technologies, Inc. This allows the resale of up to 4,315,000 shares of common stock underlying warrants previously issued in private placements. The filing does not include new details beyond confirming effectiveness, with no indication of new offerings or material updates.

2020-07-23 · 9999999995-20-001906

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows 8-A12B and confirms the priced prospectus.

2020-07-23 · 0001104659-20-086029

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

Summit Wireless Technologies, Inc. filed an S-1 registration statement for the resale of up to 4,315,000 shares of common stock issuable upon exercise of outstanding warrants. The filing relates to warrants issued in private placements in June 2020, with shares to be resold by selling stockholders. The company is an emerging growth company under the JOBS Act and has elected reduced reporting requirements.

2020-07-22 · 9999999995-20-001887

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows S-1 and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is registering up to 4,315,000 shares of common stock underlying warrants for resale by Selling Stockholders. The shares derive from two private placements in June 2020, with potential gross proceeds of $11.1 million if all warrants are exercised. The company is an emerging growth company under the JOBS Act and its stock is listed on Nasdaq. The prospectus outlines the resale terms, risks, and forward-looking statements.

2020-07-22 · 0001104659-20-085693

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows 424B4 in the pre-IPO sequence.

Summit Wireless Technologies, Inc. is registering up to 4,315,000 shares of common stock underlying two sets of warrants: 2,275,000 shares at $2.55 and 2,040,000 shares at $2.61. The shares are to be resold by selling stockholders, with the company potentially receiving proceeds if warrants are exercised. The filing emphasizes the company's focus on wireless audio technology and software licensing, while noting risks related to warrant exercises and market adoption.

2020-07-08 · 0001104659-20-081867

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 2,040,000 shares of common stock at $2.61 per share, with a concurrent private placement of warrants. The offering is structured through a Securities Purchase Agreement, with Maxim Group LLC as the placement agent. The company emphasizes its focus on wireless audio technology and market expansion, while noting risks related to market adoption and competition.

2020-06-10 · 0001104659-20-072077

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 2,275,000 shares of common stock at $2.55 per share, with a concurrent private placement of warrants. The offering includes a placement agent, Maxim Group LLC, and references a reverse stock split. The company focuses on wireless audio technology for consumer electronics and home entertainment systems, with risks related to market competition and technological adoption.

2020-06-05 · 0001104659-20-070425

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 60,250 shares of common stock via a 424B5 filing, split into 50,000 Alexander Settlement Shares and 10,250 Vendor Payment Shares. The shares are issued at $2.32 each (Nasdaq closing price) to settle liabilities without cash proceeds. The offering follows a one-for-twenty reverse stock split and includes risk disclosures about market adoption, customer concentration, and emerging growth company status.

2020-05-18 · 0001104659-20-062887

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 1,525,000 shares of common stock, along with warrants and pre-funded warrants, to raise capital. The offering includes a reverse stock split, reduced reporting requirements as an emerging growth company, and details about underwriting terms. The company focuses on wireless audio technology and is part of the WiSA Association for interoperability standards.

2020-04-23 · 0001104659-20-049903

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Datavault AI Inc. filed a Form S-1 registration statement with the SEC, effective April 21, 2020, registering an offering of 1,226,415 shares of common stock, common stock purchase warrants, and pre-funded warrants. The offering includes shares of common stock, warrants exercisable for additional shares, and pre-funded warrants for investors exceeding ownership thresholds. The company's common stock is listed on Nasdaq under WISA, but the warrants and pre-funded warrants lack an established trading market. The public offering price will be determined by the underwriters and may be at a discount to the current market price.

2020-04-21 · 9999999995-20-000809

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Wireless Technologies, Inc. is conducting an IPO offering 1,226,415 shares of common stock, accompanied by common stock purchase warrants and pre-funded warrants. The offering includes a one-for-twenty reverse stock split effective April 9, 2020, and underwriters' warrants exercisable at 120% of the public offering price. The company is an emerging growth company and faces risks related to limited warrant liquidity, market volatility, and unproven technology. The offering is structured to allow investors to purchase shares or pre-funded warrants to avoid beneficial ownership limits.

2020-04-20 · 0001104659-20-048393

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Summit Wireless Technologies, Inc. is offering 1,382,978 shares of common stock and accompanying warrants to purchase up to 691,489 shares. The offering includes a reverse stock split effective April 9, 2020, and details on underwriting terms, including discounts and warrants. The company is an emerging growth company and faces risks related to warrant liquidity and market volatility.

2020-04-14 · 0001104659-20-046110

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows EFFECT in the pre-IPO sequence.

Summit Wireless Technologies, Inc. is offering shares of common stock, common warrants, and underlying shares to raise capital for growth in the wireless audio market. The company focuses on immersive wireless sound technology for smart devices and home entertainment systems, targeting scalable multichannel solutions with low latency. The current S-1 filing replaces a previous 424B3 prospectus for resale of existing shares, indicating a shift to a primary offering.

2020-04-01 · 0001104659-20-041414

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

The current 424B3 filing relates to the resale of up to 1,128,381 shares of common stock and 1,381,403 warrant shares by Selling Stockholders, along with 414,364 pre-funded warrant shares. The prospectus outlines the terms of warrant exercises, anti-dilution adjustments, and the company's role as an emerging growth company under the JOBS Act. Summit Wireless Technologies focuses on wireless audio technology, targeting home entertainment and smart devices, with a subsidiary managing the WiSA Association for interoperability standards.

2019-12-03 · 0001104659-19-069551

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows EFFECT and marks the registration effective.

The filing represents the effectiveness of Summit Wireless Technologies, Inc.'s S-3 registration statement for an offering of up to 2.5 million shares of common stock at $0.70 per share. The offering, underwritten by Alexander Capital, L.P., is structured on a best-efforts basis with an expected delivery date of October 16, 2019. The company, an emerging growth company, is subject to reduced reporting requirements under the JOBS Act.

2019-12-02 · 9999999995-19-002727

424B5 priced

Final prospectus supplement

Prospectus supplement filed near launch with final deal terms.

Follows FWP and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 2.5 million shares of common stock at $0.70 per share, underwritten by Alexander Capital, L.P., with proceeds intended to fund operations. The company focuses on wireless audio technology, including WiSA-certified modules and software licensing. The offering includes an underwriting discount and warrants for the underwriter.

2019-10-16 · 0001104659-19-054387

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows 424B4 and marks the registration effective.

The filing confirms the effectiveness of Summit Wireless Technologies, Inc.'s S-3 registration statement for a $5.4 million common stock offering. The company sold 4,075,726 shares at $1.33 per share, with underwriting discounts of $0.10 per share. The offering terminated 30 days after the prospectus date (May 22, 2019) unless extended, with funds released to the company upon termination. The filing emphasizes the company's focus on wireless audio technology and compliance with WiSA standards.

2019-09-06 · 9999999995-19-002038

424B3 priced

Final prospectus

Final prospectus filed near launch with final deal terms.

Follows S-1/A and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering up to $50 million in securities, including common stock, preferred stock, debt, warrants, and units, under a shelf registration. The prospectus outlines general terms, with specific details provided in supplements. The company focuses on wireless audio technology, particularly through its WiSA Association certification, and plans to expand into software licensing. The filing emphasizes compliance with SEC regulations and includes a forward-looking statement disclaimer.

2019-09-06 · 0001144204-19-043814

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Wireless Technologies, Inc. is offering 4,075,726 shares of common stock on a best-efforts basis through underwriter Alexander Capital, L.P. The offering, priced at $1.33 per share, aims to raise $5.42 million, with proceeds intended for general corporate purposes. The company, an emerging growth company, focuses on wireless audio technology and operates the WiSA Association, which certifies interoperable wireless audio products. The offering will terminate in 30 days unless extended.

2019-05-23 · 0001144204-19-027790

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

Summit Wireless Technologies, Inc. filed a Form S-1 registration statement for a $5 million public offering of common stock, with 2,525,252 shares offered. The offering includes underwriter warrants and is underwritten by Alexander Capital, LP. The company focuses on wireless audio technology, aiming to expand market share through partnerships and IP licensing. Proceeds will fund product development, sales, and general operations.

2019-05-21 · 9999999995-19-001164

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows FWP and supplements the active offering with updated prospectus details.

Datavault AI Inc. (Summit Wireless Technologies, Inc.) is conducting a public offering of 2,525,252 shares of common stock, with proceeds targeting product development, sales, marketing, and general working capital. The offering is underwritten by Alexander Capital, LP, with a proposed maximum offering price of $5 million. The filing highlights the company's WiSA patented technology for wireless immersive audio, partnerships with major brands, and expansion into gaming and smart devices.

2019-05-20 · 0001144204-19-027182

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Wireless Technologies, Inc. is offering 2,525,252 shares of common stock on a best-efforts basis through underwriter Alexander Capital, L.P. The offering, which terminates in 30 days unless extended, follows the company's listing on NASDAQ under WISA. The filing highlights risks related to market growth, reliance on WiSA certification, and competition, while noting the company's focus on wireless audio technology and software licensing. The company is an emerging growth entity with reduced reporting requirements.

2019-05-20 · 0001144204-19-027142

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Summit Wireless Technologies, Inc. is registering shares of common stock and underwriters' warrants under a $7.26 million offering. The S-1/A amendment updates Part II, Item 16, and the exhibit index, while maintaining the proposed use of proceeds for product development, sales, and general working capital. The filing includes detailed indemnification provisions, legal fees, and updates to prior private offerings, including conversions of convertible notes and preferred stock prior to the IPO.

2019-05-13 · 0001144204-19-025413

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows S-1/A and supplements the active offering with updated prospectus details.

Summit Wireless Technologies, Inc. is offering common stock through a public offering, with underwriters Alexander Capital, LP and Westpark Capital, LP. The company leverages WiSA patented technology to provide wireless immersive audio solutions, targeting consumer electronics brands, gaming, and smart devices. The offering aims to fund product development, sales, marketing, and capital expenditures. Key partnerships include THX and LG, with a focus on expanding market opportunities in immersive audio and wireless interoperability.

2019-05-02 · 0001144204-19-023325

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows FWP and supplements the active offering with updated prospectus details.

Summit Wireless Technologies, Inc. is offering common stock through a public offering, led by Alexander Capital, LP and Westpark Capital, LP. The company focuses on WiSA patented technology for wireless immersive audio, targeting consumer electronics brands. The offering aims to fund product development, sales, marketing, and general operations, with a focus on expanding market share in immersive audio solutions.

2019-05-02 · 0001144204-19-023084

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows DRS in the pre-IPO sequence.

Summit Wireless Technologies, Inc. is offering shares of its common stock and underwriters' warrants to raise capital, targeting the growing wireless audio market. The company focuses on wireless audio solutions with low latency and high compatibility, leveraging its WiSA Association certification. The offering includes a best-efforts sales structure with underwriters Alexander Capital, L.P. and Westpark Capital, Inc. The company aims to expand its software licensing business while maintaining semiconductor and module sales.

2019-04-19 · 0001144204-19-020338

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

Begins the tracked draft filing sequence after 424B4.

Summit Wireless Technologies, Inc. is offering 1,000,000 shares of common stock through a best-efforts underwriting by Alexander Capital, L.P. and WallachBeth Capital LLC. The company focuses on wireless audio technology, aiming to provide immersive sound solutions for intelligent devices and home entertainment systems. It is an emerging growth company under the JOBS Act, with plans to license proprietary software technology to other firms. The offering is structured with a public price of $4.00 per share, and proceeds will be held in an escrow account until the offering closes.

2018-12-13 · 0001144204-18-064338

CERT inactive

CERT

Pre-IPO filing captured from the SEC submission timeline.

Follows S-1/A in the pre-IPO sequence.

The current filing for Datavault AI Inc. appears to be a truncated or corrupted PDF, with limited readable content. The previous 424B4 filing detailed an initial public offering (IPO) for Summit Semiconductor, Inc., including shares of common stock, underwriters, offering price, and risk factors. However, the current CERT filing lacks substantive text, making it difficult to ascertain specific details about Datavault AI's offering, changes, or context relative to the prior filing.

2018-07-27 · 0001354457-18-000289

424B4 priced

Final prospectus

Final prospectus filed after pricing with final deal terms.

Follows EFFECT and confirms the priced prospectus.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2,400,000 shares of common stock at $5.00 per share, with underwriters Alexander Capital, L.P. and WallachBeth Capital LLC. The offering is contingent on listing on NASDAQ and requires minimum proceeds of $10 million. The company aims to leverage its wireless audio technology and WiSA Association certifications to expand its market presence in the growing wireless audio sector.

2018-07-27 · 0001144204-18-040273

EFFECT effective

SEC effectiveness notice

SEC declared the registration statement effective, allowing the offering to proceed.

Follows S-1/A and marks the registration effective.

The Notice of Effectiveness for Summit Semiconductor, Inc.'s S-1 registration became effective on July 25, 2018. The company is offering 2.5 million shares of common stock at an expected price range of $5.00-$7.00 per share, underwritten by R.F. Lafferty & Co., Inc. and Alexander Capital, L.P. The offering is contingent on meeting NASDAQ listing requirements and a minimum $10 million in sales. The company is an emerging growth company under the JOBS Act.

2018-07-25 · 9999999995-18-001866

8-A12B effective

Exchange Act registration

Registration filed to list the securities under the Exchange Act ahead of trading.

Follows S-1 and registers the class of securities for exchange listing.

Summit Semiconductor, Inc. filed Form 8-A12B to register its common stock under Section 12(b) of the Securities Exchange Act of 1934, referencing its prior S-1/A registration statement. The filing incorporates by reference the securities description from the S-1/A, which detailed the company's initial public offering (IPO) of 2,500,000 shares of common stock at an expected price range of $5.00 to $7.00 per share. The registration is tied to the company's NASDAQ listing application, with conditions dependent on meeting minimum offering thresholds.

2018-07-25 · 0001144204-18-039919

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2,500,000 shares of common stock at an estimated price range of $5.00 to $7.00 per share. The offering is being conducted on a best-efforts basis by underwriters WallachBeth Capital LLC and Alexander Capital, L.P. The company aims to list on the Nasdaq Capital Market under the symbol WISA, though no assurance is provided. Proceeds will fund growth, working capital, and other general corporate purposes. The offering is conditional on meeting NASDAQ listing requirements and raising at least $10 million.

2018-07-25 · 0001144204-18-039762

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2,500,000 shares of common stock at an expected price range of $5.00 to $7.00 per share. The company aims to list on NASDAQ under the symbol WISA and has partnered with underwriters R.F. Lafferty & Co., Inc. and Alexander Capital, L.P. The offering is subject to market conditions and requires a minimum of $10 million in proceeds to meet NASDAQ listing requirements. The company focuses on wireless audio technology, with plans to license proprietary software to other firms.

2018-07-23 · 0001144204-18-039204

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2,500,000 shares of common stock at an expected price range of $5.00 to $7.00 per share. The company aims to list on the Nasdaq Capital Market under the symbol 'WISA' but faces risks related to the lack of a public market, management control over funds, and potential creditor claims. The offering is underwritten by R.F. Lafferty & Co., Inc. and Alexander Capital, L.P., with proceeds intended for operational use. The company emphasizes its focus on wireless audio technology and partnerships with the WiSA Association.

2018-07-06 · 0001144204-18-037573

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) to raise up to $15 million by offering 2.5 million shares of common stock at an expected price range of $5.00 to $7.00 per share. The offering is underwritten by Alexander Capital, L.P. and R.F. Lafferty & Co., Inc., with proceeds intended for product development, sales, marketing, debt repayment, capital expenditures, and working capital. The company, which focuses on wireless audio technology, aims to expand its market presence through licensing its proprietary software and semiconductor modules. It is an emerging growth company under the JOBS Act, with no prior public market for its shares.

2018-07-02 · 0001144204-18-036769

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows DRS/A and supplements the active offering with updated prospectus details.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of 2,500,000 shares of common stock at an expected price range of $5.00 to $7.00 per share, with underwriters Alexander Capital, LP and R.F. Lafferty & Co., Inc. The offering aims to raise $15 million for product development, sales, marketing, debt repayment, and general working capital. The company focuses on wireless immersive sound technology, licensing IP for audio synchronization and high-fidelity transmission, with a growing ecosystem of 30+ consumer electronics brands. The filing highlights market growth in home audio systems and the company's proprietary WiSA™ standard.

2018-06-25 · 0001144204-18-035467

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) to raise up to $15 million by offering 2.5 million shares of common stock at an expected price range of $5.00 to $7.00 per share. The company focuses on wireless audio technology, particularly through its membership in the WiSA Association, which standardizes interoperability for wireless audio devices. The offering includes underwriter warrants and aims to expand its software licensing business. The company is an emerging growth company and has not yet established a public market for its shares.

2018-06-22 · 0001144204-18-035340

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

Follows DRS and supplements the active offering with updated prospectus details.

Summit Semiconductor, Inc. is conducting an IPO offering 2,500,000 shares at $5-7 per share, led by underwriters Alexander Capital, LP and R.F. Lafferty & Co., Inc. The company develops wireless immersive sound technology with a focus on audio semiconductor chips, modules, and licensable IP. It aims to establish itself as a leader in the wireless home theater market through its WiSA interoperability standard, partnerships with 30+ consumer electronics brands, and growing market adoption. The offering seeks to fund product development, sales, and capital expenditures.

2018-06-01 · 0001144204-18-032368

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1/A filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) to raise up to $15 million by selling 2.5 million shares of common stock at an expected price range of $5.00 to $7.00 per share. The company, a leader in wireless audio technology, focuses on enabling high-quality, low-latency wireless audio solutions through its semiconductor chips, modules, and software licensing. It is a founding member of the WiSA Association, which standardizes interoperability for wireless audio devices. The offering is underwritten by Alexander Capital, L.P. and R.F. Lafferty & Co., Inc., with proceeds intended for sales, marketing, product development, and general working capital. The company anticipates listing on NASDAQ under the symbol WISA but warns of risks related to market competition, reliance on WiSA standards, and financial uncertainties.

2018-05-31 · 0001144204-18-031949

FWP supplemental

Free writing prospectus

Prospectus supplement or marketing filing that often updates active offering terms.

First tracked pre-IPO filing for this issuer.

Summit Semiconductor, Inc. is offering common stock in an IPO, led by underwriters Alexander Capital, LP and R.F. Lafferty & Co., Inc. The company specializes in wireless audio technology through its WiSA™ standard, enabling interoperable home theater solutions. The offering aims to fund sales, marketing, product development, and working capital. The company highlights its proprietary IP, partnerships with 30+ consumer electronics brands, and growth in SKUs. Market trends like demand for immersive sound and thin TVs drive its growth strategy.

2018-05-11 · 0001615774-18-003651

S-1/A amended

Amended registration statement

Updated registration statement filed after SEC comments or deal changes.

Updates the prior S-1 filing.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of its common stock, aiming to raise up to $15 million. The company focuses on wireless audio technology, offering semiconductor chips and wireless modules certified by the WiSA Association. The offering is underwritten by R.F. Lafferty & Co. and Alexander Capital, L.P., with shares expected to be listed on the Nasdaq Capital Market under the symbol WISA. The company emphasizes its proprietary technology for low-latency, high-quality audio transmission and plans to expand through software licensing.

2018-05-07 · 0001615774-18-003370

S-1 filed

Initial registration statement

Initial public filing submitted to start the SEC review process.

Follows DRS/A in the pre-IPO sequence.

Summit Semiconductor, Inc. is conducting an initial public offering (IPO) of its common stock, aiming to raise up to $20 million. The company focuses on wireless audio technology, offering modules certified by the WiSA Association for high-quality, low-latency audio transmission. It plans to expand through software licensing and targets the growing wireless audio market, projected to reach $31.8 billion by 2023. The IPO is structured on a best-efforts basis with underwriters Alexander Capital, L.P. and Westpark Capital, Inc., and the company intends to list on the Nasdaq Capital Market under the symbol WISA.

2018-04-13 · 0001615774-18-002606

DRS/A amended

Amended draft registration statement

Updated draft registration filed before the public launch.

Updates the prior DRS filing.

Summit Semiconductor, Inc. is offering common stock in its initial public offering, transitioning from a private limited liability company to a publicly traded entity. The filing highlights its focus on wireless audio technology, targeting the growing $31.8B wireless audio market. The company sells wireless modules certified by the WiSA Association and plans to expand into software licensing for smart devices. The offering includes underwriting by Alexander Capital, L.P., with an expected price range and Nasdaq listing.

2018-02-06 · 0001615774-18-000873

DRS filed

Draft registration statement

Draft registration filed confidentially before the public launch.

First tracked pre-IPO filing for this issuer.

Summit Semiconductor, LLC is conducting an initial public offering (IPO) to register common membership interest units. The company develops wireless audio technology, focusing on low-latency, high-quality audio transmission for home entertainment systems. It is a founding member of the Wireless Speaker and Audio Association (WiSA), which certifies interoperable wireless audio products. The offering aims to expand its software licensing business while continuing to sell semiconductor chips and wireless modules to consumer electronics firms. The IPO price is expected to range between $ and $ per unit, with plans to list on Nasdaq under the symbol WISA.

2017-10-31 · 0001615774-17-006091

Datavault AI Inc.

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